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CATERPILLAR INC: 10-Q filed 2016-11-02

What CATERPILLAR INC reported in its quarterly report filed 2016-11-02 (fiscal Q3 2016): 38 published measures, 115 facts as tagged in accession 0000018230-16-000715.

This filing

Form
10-Q (quarterly report)
Filed
2016-11-02
Fiscal period
fiscal Q3 2016
Accession
0000018230-16-000715 on SEC EDGAR

Values are as tagged in this filing. A later filing can restate them; each measure links to its history page, which shows the latest-filed value per period. All CATERPILLAR INC filings.

Reported measures

Total assets

Resources recognized on the balance sheet. Book assets are not the market value of the business.

PeriodValueUnitDays
At 2016-09-3076,402,000,000USD
At 2015-12-3178,342,000,000USD

Total liabilities

Recognized obligations at the reporting date. The definition and scope differ from interest-bearing debt.

PeriodValueUnitDays
At 2016-09-3060,687,000,000USD
At 2015-12-3163,457,000,000USD

Revenue

Revenue under this specific accounting concept. A missing value is not zero; filers can use other revenue concepts.

PeriodValueUnitDays
2016-07-01 to 2016-09-309,160,000,000USD92
2016-01-01 to 2016-09-3028,963,000,000USD274
2015-07-01 to 2015-09-3010,962,000,000USD92
2015-01-01 to 2015-09-3035,981,000,000USD273

Retained earnings or deficit

Accumulated undistributed earnings or deficit at the reporting date. This balance is not cash available for distribution.

PeriodValueUnitDays
At 2016-09-3029,450,000,000USD
At 2015-12-3129,246,000,000USD

Basic weighted-average shares

Time-weighted shares used for basic earnings per share. This denominator differs from shares outstanding at a single reporting date.

PeriodValueUnitDays
2016-07-01 to 2016-09-30584,700,000shares92
2016-01-01 to 2016-09-30583,800,000shares274
2015-07-01 to 2015-09-30588,400,000shares92
2015-01-01 to 2015-09-30597,900,000shares273

Diluted weighted-average shares

Weighted-average shares used for diluted earnings per share. Potential shares are included under the applicable dilution rules, not simply added to outstanding shares.

PeriodValueUnitDays
2016-07-01 to 2016-09-30589,600,000shares92
2016-01-01 to 2016-09-30588,700,000shares274
2015-07-01 to 2015-09-30594,800,000shares92
2015-01-01 to 2015-09-30605,300,000shares273

Basic earnings per share

Reported earnings or loss per basic common share or unit. Inspect attribution, share classes and restatements before comparing periods. This is not a market return.

PeriodValueUnitDays
2016-07-01 to 2016-09-300.48USD/shares92
2016-01-01 to 2016-09-301.89USD/shares274
2015-07-01 to 2015-09-300.95USD/shares92
2015-01-01 to 2015-09-304.36USD/shares273

Diluted earnings per share

Reported earnings or loss per share under dilution rules. Antidilutive instruments may be excluded. A diluted value can equal the basic value without implying no potential dilution.

PeriodValueUnitDays
2016-07-01 to 2016-09-300.48USD/shares92
2016-01-01 to 2016-09-301.88USD/shares274
2015-07-01 to 2015-09-300.94USD/shares92
2015-01-01 to 2015-09-304.3USD/shares273

Income tax expense or benefit

Current and deferred income tax expense or benefit for continuing operations. This accounting expense differs from cash taxes paid.

PeriodValueUnitDays
2016-07-01 to 2016-09-3096,000,000USD92
2016-01-01 to 2016-09-30372,000,000USD274
2015-07-01 to 2015-09-30218,000,000USD92
2015-01-01 to 2015-09-301,074,000,000USD273

Net property, plant and equipment

Carrying amount of property, plant and equipment after accumulated depreciation, depletion and amortization. It is not replacement cost or market value.

PeriodValueUnitDays
At 2016-09-3015,680,000,000USD
At 2015-12-3116,090,000,000USD

Operating income or loss

Operating revenue less operating expenses for the reporting period. It excludes items outside the reported operating result and is not free cash flow.

PeriodValueUnitDays
2016-07-01 to 2016-09-30481,000,000USD92
2016-01-01 to 2016-09-301,760,000,000USD274
2015-07-01 to 2015-09-30925,000,000USD92
2015-01-01 to 2015-09-303,960,000,000USD273

Current assets

Assets classified as current under the normal operating cycle or one-year boundary. Not all current assets can be converted immediately into cash.

PeriodValueUnitDays
At 2016-09-3031,999,000,000USD
At 2015-12-3133,508,000,000USD

Current liabilities

Obligations classified as current under the operating-cycle or one-year boundary. The balance includes more than short-term borrowing.

PeriodValueUnitDays
At 2016-09-3025,290,000,000USD
At 2015-12-3126,242,000,000USD

Current accounts payable

Current amounts owed to suppliers for goods and services received. This is one component of current liabilities, not all accrued obligations.

PeriodValueUnitDays
At 2016-09-304,713,000,000USD
At 2015-12-315,023,000,000USD

Goodwill carrying amount

Recognized goodwill remaining after accumulated impairment. It arises from business combinations and does not measure the current value of the company’s brand.

PeriodValueUnitDays
At 2016-09-306,725,000,000USD
At 2015-12-316,615,000,000USD

Net finite-lived intangible assets

Finite-lived intangible assets after amortization. This excludes goodwill and should not be combined with indefinite-lived intangible assets without checking scope.

PeriodValueUnitDays
At 2016-09-302,453,000,000USD
At 2015-12-312,821,000,000USD

Net current accounts receivable

Current customer receivables after the allowance for credit loss. The balance is not cash collected or a guarantee of collection.

PeriodValueUnitDays
At 2016-09-305,797,000,000USD
At 2015-12-316,695,000,000USD

Common-stock repurchase payments

Cash paid to reacquire common stock during the period. This is not an authorization limit or a direct measure of the net change in share count.

PeriodValueUnitDays
2016-01-01 to 2016-09-300USD274
2015-07-01 to 2015-09-301,500,000,000USD92
2015-01-01 to 2015-09-302,025,000,000USD273

Operating expenses

Recurring operating costs under this accounting concept, generally excluding production costs included in cost of sales. Check filing presentation before combining expense subtotals.

PeriodValueUnitDays
2016-07-01 to 2016-09-308,679,000,000USD92
2016-01-01 to 2016-09-3027,203,000,000USD274
2015-07-01 to 2015-09-3010,037,000,000USD92
2015-01-01 to 2015-09-3032,021,000,000USD273

Net inventory

Inventory carrying amount after applicable valuation and LIFO reserves. It does not establish realizable selling proceeds or inventory turnover without other inputs.

PeriodValueUnitDays
At 2016-09-309,478,000,000USD
At 2015-12-319,700,000,000USD

Selling, general and administrative expense

Selling and general administrative costs reported under this concept. It is an expense category, not a substitute for total operating expenses.

PeriodValueUnitDays
2016-07-01 to 2016-09-30992,000,000USD92
2016-01-01 to 2016-09-303,203,000,000USD274
2015-07-01 to 2015-09-301,129,000,000USD92
2015-01-01 to 2015-09-303,696,000,000USD273

Research and development expense

Research and development costs recognized as expense. Capitalization policies and acquired projects can make this differ from total cash invested in development.

PeriodValueUnitDays
2016-07-01 to 2016-09-30453,000,000USD92
2016-01-01 to 2016-09-301,429,000,000USD274
2015-07-01 to 2015-09-30513,000,000USD92
2015-01-01 to 2015-09-301,547,000,000USD273

Common shares outstanding

Common shares outstanding at the reporting date. This point-in-time count differs from the weighted-average shares used for earnings per share and can exclude other share classes.

PeriodValueUnitDays
At 2016-09-30585,100,000shares
At 2015-09-30582,200,000shares

Accumulated other comprehensive income or loss

Cumulative other comprehensive items after tax, such as translation and unrealized hedging or securities effects. These amounts have not passed through net income.

PeriodValueUnitDays
At 2016-09-30-1,527,000,000USD
At 2016-06-30-1,633,000,000USD
At 2015-12-31-2,035,000,000USD
At 2015-09-30-1,861,000,000USD
At 2015-06-30-1,594,000,000USD
At 2014-12-31-1,059,000,000USD

Total equity including noncontrolling interests

Equity including the portion attributable to noncontrolling interests. It is larger than or equal to parent stockholders equity and is not market capitalization.

PeriodValueUnitDays
At 2016-09-3015,715,000,000USD
At 2015-12-3114,885,000,000USD
At 2015-09-3015,995,000,000USD
At 2014-12-3116,826,000,000USD

Net intangible assets excluding goodwill

Intangible assets other than goodwill after amortization and impairment. Internally developed intangibles are usually not recognized, so this understates what a company relies on.

PeriodValueUnitDays
At 2016-09-302,453,000,000USD
At 2015-12-312,821,000,000USD

Other noncurrent assets

Noncurrent assets the filer does not present separately. The composition differs by filer and is described only in the filing.

PeriodValueUnitDays
At 2016-09-302,029,000,000USD
At 2015-12-311,998,000,000USD

Other noncurrent liabilities

Noncurrent liabilities the filer does not present separately. The composition differs by filer and is described only in the filing.

PeriodValueUnitDays
At 2016-09-303,276,000,000USD
At 2015-12-313,203,000,000USD

Accrued current liabilities

Current obligations accrued for goods and services received but not yet invoiced or paid. This is one component of current liabilities, not all short-term obligations.

PeriodValueUnitDays
At 2016-09-303,022,000,000USD
At 2015-12-313,116,000,000USD

Prepaid expenses and other current assets

Prepayments and other current assets grouped under this concept. The balance is not cash and its composition differs by filer.

PeriodValueUnitDays
At 2016-09-301,892,000,000USD
At 2015-12-311,662,000,000USD

Profit or loss including noncontrolling interests

Net income or loss including the portion attributable to noncontrolling interests. It can differ from the net income attributable to the parent that per-share figures use.

PeriodValueUnitDays
2016-07-01 to 2016-09-30283,000,000USD92
2016-01-01 to 2016-09-301,108,000,000USD274
2015-07-01 to 2015-09-30562,000,000USD92
2015-01-01 to 2015-09-302,613,000,000USD273

Comprehensive income or loss

Net income plus other comprehensive income after tax. It includes unrealized items that net income excludes and is not a cash measure.

PeriodValueUnitDays
2016-07-01 to 2016-09-30389,000,000USD92
2016-01-01 to 2016-09-301,612,000,000USD274
2015-07-01 to 2015-09-30292,000,000USD92
2015-01-01 to 2015-09-301,804,000,000USD273

Net income available to common stockholders

Net income after preferred dividends and similar adjustments, the numerator for basic earnings per share. It can be lower than reported net income.

PeriodValueUnitDays
2016-07-01 to 2016-09-30283,000,000USD92
2016-01-01 to 2016-09-301,104,000,000USD274
2015-07-01 to 2015-09-30559,000,000USD92
2015-01-01 to 2015-09-302,606,000,000USD273

Depreciation, depletion and amortization

Combined depreciation, depletion and amortization for the period. A noncash allocation of asset cost, not a measure of maintenance spending.

PeriodValueUnitDays
2016-07-01 to 2016-09-30761,000,000USD92
2016-01-01 to 2016-09-302,255,000,000USD274
2015-07-01 to 2015-09-30758,000,000USD92
2015-01-01 to 2015-09-302,272,000,000USD273

Amortization of intangible assets

Amortization recognized on finite-lived intangible assets. It follows acquisition accounting and does not indicate the intangibles are losing usefulness at that rate.

PeriodValueUnitDays
2016-07-01 to 2016-09-3082,000,000USD92
2016-01-01 to 2016-09-30246,000,000USD274
2015-07-01 to 2015-09-3081,000,000USD92
2015-01-01 to 2015-09-30255,000,000USD273

Other nonoperating income or expense

Other income or expense outside operations under this concept. The composition is filer-specific and can include one-time items.

PeriodValueUnitDays
2016-07-01 to 2016-09-3028,000,000USD92
2016-01-01 to 2016-09-30112,000,000USD274
2015-07-01 to 2015-09-30-15,000,000USD92
2015-01-01 to 2015-09-30107,000,000USD273

Change in inventories

The cash flow adjustment for the change in inventories during the period. A positive value under this concept means inventory grew and reduced operating cash flow.

PeriodValueUnitDays
2016-01-01 to 2016-09-30-331,000,000USD274
2015-01-01 to 2015-09-30-840,000,000USD273

Change in accounts payable

The cash flow adjustment for the change in payables during the period. A positive value under this concept means payables grew and added to operating cash flow.

PeriodValueUnitDays
2016-01-01 to 2016-09-30-163,000,000USD274
2015-01-01 to 2015-09-30-893,000,000USD273

Inspect the source

Entity
CATERPILLAR INC / CIK 0000018230
Captured
2026-09-19T14:44:47.431Z
SEC response SHA-256
01ddc6ffa741f0a7da440e2949b2ed19cec14fab35435a398e3f3d0100019715

Current SEC company facts · Download the original response snapshot (gzip) · Download the selected JSON

Every published concept a filing tagged, with the periods it covered, as reported in that filing at capture time. Forms 10-K, 10-K/A, 10-Q, 10-Q/A, 20-F, 20-F/A, 40-F, 40-F/A. A filing page needs at least 8 published concepts. Later filings can restate these values; the company history pages show the latest-filed value per period.

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import json
from urllib.request import urlopen

with urlopen("https://canlicapital.com/company-data/0000018230.json") as response:
    record = json.load(response)
print(record["fetched_at"])
print(record["policy"])
for concept in record["concepts"]:
    print(concept["tag"], next(iter(concept["observations"])))