NORTHERN TRUST CORP: 10-Q filed 2016-10-26
What NORTHERN TRUST CORP reported in its quarterly report filed 2016-10-26 (fiscal Q3 2016): 25 published measures, 71 facts as tagged in accession 0000073124-16-000473.
This filing
- Form
- 10-Q (quarterly report)
- Filed
- 2016-10-26
- Fiscal period
- fiscal Q3 2016
- Accession
- 0000073124-16-000473 on SEC EDGAR
Values are as tagged in this filing. A later filing can restate them; each measure links to its history page, which shows the latest-filed value per period. All NORTHERN TRUST CORP filings.
Reported measures
Total assets
Resources recognized on the balance sheet. Book assets are not the market value of the business.
| Period | Value | Unit | Days |
|---|---|---|---|
| At 2016-09-30 | 120,085,000,000 | USD | |
| At 2015-12-31 | 116,749,600,000 | USD |
Total liabilities
Recognized obligations at the reporting date. The definition and scope differ from interest-bearing debt.
| Period | Value | Unit | Days |
|---|---|---|---|
| At 2016-09-30 | 110,505,200,000 | USD | |
| At 2015-12-31 | 108,043,700,000 | USD |
Stockholders equity
The reported residual interest after liabilities. It is an accounting amount, not market capitalization.
| Period | Value | Unit | Days |
|---|---|---|---|
| At 2016-09-30 | 9,579,800,000 | USD | |
| At 2015-12-31 | 8,705,900,000 | USD | |
| At 2015-09-30 | 8,784,500,000 | USD |
Net income or loss
Reported profit or loss for the period. Check the filing for attribution, exceptional items and discontinued operations before comparing companies.
| Period | Value | Unit | Days |
|---|---|---|---|
| 2016-07-01 to 2016-09-30 | 257,600,000 | USD | 92 |
| 2016-01-01 to 2016-09-30 | 766,000,000 | USD | 274 |
| 2015-07-01 to 2015-09-30 | 234,600,000 | USD | 92 |
| 2015-01-01 to 2015-09-30 | 734,500,000 | USD | 273 |
Operating cash flow
Cash generated or used by operating activities. Working-capital timing can make this differ substantially from reported income.
| Period | Value | Unit | Days |
|---|---|---|---|
| 2016-01-01 to 2016-09-30 | 671,500,000 | USD | 274 |
| 2015-01-01 to 2015-09-30 | 483,800,000 | USD | 273 |
Capital expenditure payments
Cash payments to acquire property, plant and equipment. This taxonomy concept does not capture every form of investment or acquisition.
| Period | Value | Unit | Days |
|---|---|---|---|
| 2016-01-01 to 2016-09-30 | 58,000,000 | USD | 274 |
| 2015-01-01 to 2015-09-30 | 55,300,000 | USD | 273 |
Financing cash flow
Net cash from financing activities, including borrowing, repayments and transactions with owners. A positive amount does not establish operating profitability.
| Period | Value | Unit | Days |
|---|---|---|---|
| 2016-01-01 to 2016-09-30 | 2,821,500,000 | USD | 274 |
| 2015-01-01 to 2015-09-30 | 11,569,400,000 | USD | 273 |
Investing cash flow
Net cash from investing activities, including asset purchases, disposals and investment transactions. This differs from capital expenditure payments alone.
| Period | Value | Unit | Days |
|---|---|---|---|
| 2016-01-01 to 2016-09-30 | -5,252,700,000 | USD | 274 |
| 2015-01-01 to 2015-09-30 | -10,523,300,000 | USD | 273 |
Retained earnings or deficit
Accumulated undistributed earnings or deficit at the reporting date. This balance is not cash available for distribution.
| Period | Value | Unit | Days |
|---|---|---|---|
| At 2016-09-30 | 8,736,100,000 | USD | |
| At 2015-12-31 | 8,242,800,000 | USD |
Basic weighted-average shares
Time-weighted shares used for basic earnings per share. This denominator differs from shares outstanding at a single reporting date.
| Period | Value | Unit | Days |
|---|---|---|---|
| 2016-07-01 to 2016-09-30 | 226,540,086 | shares | 92 |
| 2016-01-01 to 2016-09-30 | 227,561,218 | shares | 274 |
| 2015-07-01 to 2015-09-30 | 232,231,720 | shares | 92 |
| 2015-01-01 to 2015-09-30 | 232,916,425 | shares | 273 |
Diluted weighted-average shares
Weighted-average shares used for diluted earnings per share. Potential shares are included under the applicable dilution rules, not simply added to outstanding shares.
| Period | Value | Unit | Days |
|---|---|---|---|
| 2016-07-01 to 2016-09-30 | 228,055,195 | shares | 92 |
| 2016-01-01 to 2016-09-30 | 229,040,618 | shares | 274 |
| 2015-07-01 to 2015-09-30 | 234,163,190 | shares | 92 |
| 2015-01-01 to 2015-09-30 | 234,890,782 | shares | 273 |
Basic earnings per share
Reported earnings or loss per basic common share or unit. Inspect attribution, share classes and restatements before comparing periods. This is not a market return.
| Period | Value | Unit | Days |
|---|---|---|---|
| 2016-07-01 to 2016-09-30 | 1.09 | USD/shares | 92 |
| 2016-01-01 to 2016-09-30 | 3.23 | USD/shares | 274 |
| 2015-07-01 to 2015-09-30 | 0.97 | USD/shares | 92 |
| 2015-01-01 to 2015-09-30 | 3.03 | USD/shares | 273 |
Diluted earnings per share
Reported earnings or loss per share under dilution rules. Antidilutive instruments may be excluded. A diluted value can equal the basic value without implying no potential dilution.
| Period | Value | Unit | Days |
|---|---|---|---|
| 2016-07-01 to 2016-09-30 | 1.08 | USD/shares | 92 |
| 2016-01-01 to 2016-09-30 | 3.21 | USD/shares | 274 |
| 2015-07-01 to 2015-09-30 | 0.96 | USD/shares | 92 |
| 2015-01-01 to 2015-09-30 | 3 | USD/shares | 273 |
Income tax expense or benefit
Current and deferred income tax expense or benefit for continuing operations. This accounting expense differs from cash taxes paid.
| Period | Value | Unit | Days |
|---|---|---|---|
| 2016-07-01 to 2016-09-30 | 116,100,000 | USD | 92 |
| 2016-01-01 to 2016-09-30 | 361,600,000 | USD | 274 |
| 2015-07-01 to 2015-09-30 | 118,600,000 | USD | 92 |
| 2015-01-01 to 2015-09-30 | 380,100,000 | USD | 273 |
Net property, plant and equipment
Carrying amount of property, plant and equipment after accumulated depreciation, depletion and amortization. It is not replacement cost or market value.
| Period | Value | Unit | Days |
|---|---|---|---|
| At 2016-09-30 | 438,800,000 | USD | |
| At 2015-12-31 | 446,900,000 | USD |
Interest expense
Borrowing costs recognized as interest expense. This is distinct from cash interest paid and may not include every capitalized borrowing cost.
| Period | Value | Unit | Days |
|---|---|---|---|
| 2016-07-01 to 2016-09-30 | 46,100,000 | USD | 92 |
| 2016-01-01 to 2016-09-30 | 135,300,000 | USD | 274 |
| 2015-07-01 to 2015-09-30 | 36,800,000 | USD | 92 |
| 2015-01-01 to 2015-09-30 | 112,600,000 | USD | 273 |
Goodwill carrying amount
Recognized goodwill remaining after accumulated impairment. It arises from business combinations and does not measure the current value of the company’s brand.
| Period | Value | Unit | Days |
|---|---|---|---|
| At 2016-09-30 | 524,400,000 | USD | |
| At 2015-12-31 | 526,400,000 | USD |
Net finite-lived intangible assets
Finite-lived intangible assets after amortization. This excludes goodwill and should not be combined with indefinite-lived intangible assets without checking scope.
| Period | Value | Unit | Days |
|---|---|---|---|
| At 2016-09-30 | 45,400,000 | USD | |
| At 2015-12-31 | 46,500,000 | USD |
Common-stock repurchase payments
Cash paid to reacquire common stock during the period. This is not an authorization limit or a direct measure of the net change in share count.
| Period | Value | Unit | Days |
|---|---|---|---|
| 2016-01-01 to 2016-09-30 | 346,100,000 | USD | 274 |
| 2015-01-01 to 2015-09-30 | 344,400,000 | USD | 273 |
Common shares outstanding
Common shares outstanding at the reporting date. This point-in-time count differs from the weighted-average shares used for earnings per share and can exclude other share classes.
| Period | Value | Unit | Days |
|---|---|---|---|
| At 2016-09-30 | 226,431,104 | shares | |
| At 2015-12-31 | 229,293,783 | shares |
Additional paid-in capital
Capital contributed above par value under this concept. It records historical contributions, not the current value of the equity or cash on hand.
| Period | Value | Unit | Days |
|---|---|---|---|
| At 2016-09-30 | 1,038,600,000 | USD | |
| At 2015-12-31 | 1,072,300,000 | USD |
Accumulated other comprehensive income or loss
Cumulative other comprehensive items after tax, such as translation and unrealized hedging or securities effects. These amounts have not passed through net income.
| Period | Value | Unit | Days |
|---|---|---|---|
| At 2016-09-30 | -259,700,000 | USD | |
| At 2015-12-31 | -372,700,000 | USD |
Pre-tax income or loss from continuing operations
Income or loss from continuing operations before income taxes and noncontrolling interests. It excludes discontinued operations and is not net income.
| Period | Value | Unit | Days |
|---|---|---|---|
| 2016-07-01 to 2016-09-30 | 373,700,000 | USD | 92 |
| 2016-01-01 to 2016-09-30 | 1,127,600,000 | USD | 274 |
| 2015-07-01 to 2015-09-30 | 353,200,000 | USD | 92 |
| 2015-01-01 to 2015-09-30 | 1,114,600,000 | USD | 273 |
Comprehensive income or loss
Net income plus other comprehensive income after tax. It includes unrealized items that net income excludes and is not a cash measure.
| Period | Value | Unit | Days |
|---|---|---|---|
| 2016-07-01 to 2016-09-30 | 237,500,000 | USD | 92 |
| 2016-01-01 to 2016-09-30 | 879,000,000 | USD | 274 |
| 2015-07-01 to 2015-09-30 | 234,600,000 | USD | 92 |
| 2015-01-01 to 2015-09-30 | 780,500,000 | USD | 273 |
Net income available to common stockholders
Net income after preferred dividends and similar adjustments, the numerator for basic earnings per share. It can be lower than reported net income.
| Period | Value | Unit | Days |
|---|---|---|---|
| 2016-07-01 to 2016-09-30 | 251,700,000 | USD | 92 |
| 2016-01-01 to 2016-09-30 | 748,400,000 | USD | 274 |
| 2015-07-01 to 2015-09-30 | 228,800,000 | USD | 92 |
| 2015-01-01 to 2015-09-30 | 717,000,000 | USD | 273 |
Inspect the source
- Entity
- NORTHERN TRUST CORP / CIK 0000073124
- Captured
- 2026-09-19T14:50:35.998Z
- SEC response SHA-256
a75bf4bf01a4b55fd14db8ba0c6e0a84db06e7317748e4b7422058a5fdcdb598
Current SEC company facts · Download the original response snapshot (gzip) · Download the selected JSON
Every published concept a filing tagged, with the periods it covered, as reported in that filing at capture time. Forms 10-K, 10-K/A, 10-Q, 10-Q/A, 20-F, 20-F/A, 40-F, 40-F/A. A filing page needs at least 8 published concepts. Later filings can restate these values; the company history pages show the latest-filed value per period.
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import json
from urllib.request import urlopen
with urlopen("https://canlicapital.com/company-data/0000073124.json") as response:
record = json.load(response)
print(record["fetched_at"])
print(record["policy"])
for concept in record["concepts"]:
print(concept["tag"], next(iter(concept["observations"])))