Skip to content

Sotheby's: filings

Every Sotheby's annual and quarterly report in the SEC record with the published financial measures it tagged, 38 filings, each linked to its SEC index.

Filing record ends 2019-11-12

The latest filing in this captured record is a 10-Q filed 2019-11-12. No later filing is in the SEC companyfacts record captured on 2026-09-22. Sotheby's may have stopped filing, merged, or changed its reporting entity; nothing on this page describes its current status. Values are as reported at the time.

Filings with published measures

Each page shows what one filing reported, as tagged in that filing, with the periods it covered. Later filings can restate a value; the company overview shows the latest-filed value per period.

FormFiledFiscal periodMeasuresFactsSEC accession
10-Q2019-11-12fiscal Q3 2019501660000823094-19-000050
10-Q2019-07-30fiscal Q2 2019501620000823094-19-000029
10-Q2019-05-02fiscal Q1 2019461140001628280-19-005623
10-K2019-02-28fiscal FY 2018511910000823094-19-000011
10-Q2018-11-01fiscal Q3 2018471520000823094-18-000050
10-Q2018-08-06fiscal Q2 2018481560000823094-18-000034
10-Q2018-05-03fiscal Q1 2018441120000823094-18-000022
10-K2018-03-01fiscal FY 2017511900000823094-18-000011
10-Q2017-11-03fiscal Q3 2017461490000823094-17-000056
10-Q2017-08-03fiscal Q2 2017461490000823094-17-000042
10-Q2017-05-10fiscal Q1 2017411030000823094-17-000023
10-K2017-02-27fiscal FY 2016491870000823094-17-000009
10-Q2016-11-07fiscal Q3 2016451460000823094-16-000118
10-Q2016-08-08fiscal Q2 2016451460000823094-16-000105
10-Q2016-05-09fiscal Q1 2016451120000823094-16-000093
10-K2016-02-26fiscal FY 2015471820000823094-16-000080
10-Q2015-11-09fiscal Q3 2015411360000823094-15-000058
10-Q2015-08-07fiscal Q2 2015411350000823094-15-000044
10-Q2015-05-11fiscal Q1 2015411010000823094-15-000025
10-K2015-03-02fiscal FY 2014471760000823094-15-000013
10-Q2014-11-10fiscal Q3 2014411350000823094-14-000056
10-Q2014-08-08fiscal Q2 2014411340000823094-14-000040
10-Q2014-05-07fiscal Q1 201436910000823094-14-000023
10-K2014-02-27fiscal FY 2013451690000823094-14-000008
10-Q2013-11-12fiscal Q3 2013401320000823094-13-000042
10-Q2013-08-06fiscal Q2 2013401320000823094-13-000025
10-Q2013-05-09fiscal Q1 201336920000823094-13-000014
10-K2013-02-28fiscal FY 2012441590000823094-13-000005
10-Q2012-11-08fiscal Q3 2012371190000823094-12-000020
10-Q2012-08-07fiscal Q2 2012371190000823094-12-000006
10-Q2012-05-10fiscal Q1 201237900001445305-12-001672
10-K2012-02-29fiscal FY 2011441580001445305-12-000536
10-Q2011-11-09fiscal Q3 2011371170001193125-11-302594
10-Q/A2011-09-02fiscal Q2 2011361130001193125-11-240121
10-Q2011-05-09fiscal Q1 201134840000930413-11-003787
10-K2011-02-28fiscal FY 201032860000930413-11-001466
10-Q2010-11-08fiscal Q3 2010361140000930413-10-005472
10-Q2010-08-05fiscal Q2 2010351110000930413-10-004281

Inspect the source

Entity
Sotheby's / CIK 0000823094
Captured
SEC response SHA-256
fda41a83da3e2beaeb7b3454f1a71259e6e5b4f2f3aae3035def5c10f03b7fa4

Current SEC company facts · Download the original response snapshot (gzip) · Download the selected JSON

Every published concept a filing tagged, with the periods it covered, as reported in that filing at capture time. Forms 10-K, 10-K/A, 10-Q, 10-Q/A, 20-F, 20-F/A, 40-F, 40-F/A. A filing page needs at least 8 published concepts. Later filings can restate these values; the company history pages show the latest-filed value per period.

Public company accounting reference, not market prices, returns, an investment recommendation, or ALPHAC performance. Validate a separately constructed return series with the validation API; accounting values are not returns.

Use this in research

A financial period ends before its results become public. Use the filing date as a minimum availability boundary, inspect amendments, and retain the original filing vintage when testing historical signals. This latest-filed selection can contain information unavailable at the time.

These pages do not supply prices, total-return histories, corporate-action adjustments or a tradable universe. Build those inputs separately before evaluating a strategy. A profitable backtest can still reflect selection bias or costs that were left out.

Research methodology · Execution and cost assumptions · Check backtest overfitting

Build with the open-source tools

Use these accounting records as inspectable inputs. When you have constructed a return series, the validation tools can help test its statistical evidence and preserve the result with its limitations.

Read the published dataset with Python
import json
from urllib.request import urlopen

with urlopen("https://canlicapital.com/company-data/0000823094.json") as response:
    record = json.load(response)
print(record["fetched_at"])
print(record["policy"])
for concept in record["concepts"]:
    print(concept["tag"], next(iter(concept["observations"])))