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FALCONSTOR SOFTWARE, INC.: 10-Q filed 2017-11-20

What FALCONSTOR SOFTWARE, INC. reported in its quarterly report filed 2017-11-20 (fiscal Q3 2017): 51 published measures, 142 facts as tagged in accession 0000922521-17-000029.

This filing

Form
10-Q (quarterly report)
Filed
2017-11-20
Fiscal period
fiscal Q3 2017
Accession
0000922521-17-000029 on SEC EDGAR

Values are as tagged in this filing. A later filing can restate them; each measure links to its history page, which shows the latest-filed value per period. All FALCONSTOR SOFTWARE, INC. filings.

Reported measures

Total assets

Resources recognized on the balance sheet. Book assets are not the market value of the business.

PeriodValueUnitDays
At 2017-09-3011,966,794USD
At 2016-12-3117,280,745USD

Total liabilities

Recognized obligations at the reporting date. The definition and scope differ from interest-bearing debt.

PeriodValueUnitDays
At 2017-09-3025,445,759USD
At 2016-12-3129,983,322USD

Stockholders equity

The reported residual interest after liabilities. It is an accounting amount, not market capitalization.

PeriodValueUnitDays
At 2017-09-30-22,478,965USD
At 2016-12-31-21,702,577USD

Cash and cash equivalents

Cash and qualifying short-term liquid investments under the filer’s accounting policy. Restricted cash and longer-term investments may be reported separately.

PeriodValueUnitDays
At 2017-09-301,751,310USD
At 2016-12-313,391,528USD
At 2016-09-305,643,610USD
At 2015-12-316,013,382USD

Net income or loss

Reported profit or loss for the period. Check the filing for attribution, exceptional items and discontinued operations before comparing companies.

PeriodValueUnitDays
2017-07-01 to 2017-09-301,429,173USD92
2017-01-01 to 2017-09-30-322,825USD273
2016-07-01 to 2016-09-30-1,976,173USD92
2016-01-01 to 2016-09-30-9,807,667USD274

Operating cash flow

Cash generated or used by operating activities. Working-capital timing can make this differ substantially from reported income.

PeriodValueUnitDays
2017-07-01 to 2017-09-30-1,600,000USD92
2017-01-01 to 2017-09-30-1,551,421USD273
2016-01-01 to 2016-09-30-7,128,038USD274

Capital expenditure payments

Cash payments to acquire property, plant and equipment. This taxonomy concept does not capture every form of investment or acquisition.

PeriodValueUnitDays
2017-01-01 to 2017-09-309,686USD273
2016-01-01 to 2016-09-30132,268USD274

Financing cash flow

Net cash from financing activities, including borrowing, repayments and transactions with owners. A positive amount does not establish operating profitability.

PeriodValueUnitDays
2017-01-01 to 2017-09-30-25,710USD273
2016-01-01 to 2016-09-300USD274

Investing cash flow

Net cash from investing activities, including asset purchases, disposals and investment transactions. This differs from capital expenditure payments alone.

PeriodValueUnitDays
2017-01-01 to 2017-09-30-108,713USD273
2016-01-01 to 2016-09-306,773,198USD274

Retained earnings or deficit

Accumulated undistributed earnings or deficit at the reporting date. This balance is not cash available for distribution.

PeriodValueUnitDays
At 2017-09-30-132,305,514USD
At 2016-12-31-131,982,685USD

Basic weighted-average shares

Time-weighted shares used for basic earnings per share. This denominator differs from shares outstanding at a single reporting date.

PeriodValueUnitDays
2017-07-01 to 2017-09-3044,552,892shares92
2017-01-01 to 2017-09-3044,362,367shares273
2016-07-01 to 2016-09-3043,488,448shares92
2016-01-01 to 2016-09-3042,847,038shares274

Diluted weighted-average shares

Weighted-average shares used for diluted earnings per share. Potential shares are included under the applicable dilution rules, not simply added to outstanding shares.

PeriodValueUnitDays
2017-07-01 to 2017-09-3054,235,876shares92
2017-01-01 to 2017-09-3044,362,367shares273
2016-07-01 to 2016-09-3043,488,448shares92
2016-01-01 to 2016-09-3042,847,038shares274

Basic earnings per share

Reported earnings or loss per basic common share or unit. Inspect attribution, share classes and restatements before comparing periods. This is not a market return.

PeriodValueUnitDays
2017-07-01 to 2017-09-300.03USD/shares92
2017-01-01 to 2017-09-30-0.02USD/shares273
2016-07-01 to 2016-09-30-0.05USD/shares92
2016-01-01 to 2016-09-30-0.25USD/shares274

Diluted earnings per share

Reported earnings or loss per share under dilution rules. Antidilutive instruments may be excluded. A diluted value can equal the basic value without implying no potential dilution.

PeriodValueUnitDays
2017-07-01 to 2017-09-300.02USD/shares92
2017-01-01 to 2017-09-30-0.02USD/shares273
2016-07-01 to 2016-09-30-0.05USD/shares92
2016-01-01 to 2016-09-30-0.25USD/shares274

Income tax expense or benefit

Current and deferred income tax expense or benefit for continuing operations. This accounting expense differs from cash taxes paid.

PeriodValueUnitDays
2017-07-01 to 2017-09-30-9,896USD92
2017-01-01 to 2017-09-30207,352USD273
2016-07-01 to 2016-09-3084,519USD92
2016-01-01 to 2016-09-30375,338USD274

Net property, plant and equipment

Carrying amount of property, plant and equipment after accumulated depreciation, depletion and amortization. It is not replacement cost or market value.

PeriodValueUnitDays
At 2017-09-30753,849USD
At 2016-12-311,174,942USD

Share-based compensation expense

Reported noncash expense for share-based payment arrangements. Noncash treatment does not mean the awards have no economic cost to shareholders.

PeriodValueUnitDays
2017-01-01 to 2017-09-30241,992USD273
2016-01-01 to 2016-09-30851,449USD274

Operating income or loss

Operating revenue less operating expenses for the reporting period. It excludes items outside the reported operating result and is not free cash flow.

PeriodValueUnitDays
2017-07-01 to 2017-09-301,284,956USD92
2017-01-01 to 2017-09-30-375,594USD273
2016-07-01 to 2016-09-30-1,801,617USD92
2016-01-01 to 2016-09-30-9,697,726USD274

Current assets

Assets classified as current under the normal operating cycle or one-year boundary. Not all current assets can be converted immediately into cash.

PeriodValueUnitDays
At 2017-09-304,955,999USD
At 2016-12-319,646,766USD

Current liabilities

Obligations classified as current under the operating-cycle or one-year boundary. The balance includes more than short-term borrowing.

PeriodValueUnitDays
At 2017-09-3017,604,557USD
At 2016-12-3120,127,010USD

Current accounts payable

Current amounts owed to suppliers for goods and services received. This is one component of current liabilities, not all accrued obligations.

PeriodValueUnitDays
At 2017-09-301,156,193USD
At 2016-12-31419,877USD

Goodwill carrying amount

Recognized goodwill remaining after accumulated impairment. It arises from business combinations and does not measure the current value of the company’s brand.

PeriodValueUnitDays
At 2017-09-304,150,339USD
At 2016-12-314,150,339USD

Net current accounts receivable

Current customer receivables after the allowance for credit loss. The balance is not cash collected or a guarantee of collection.

PeriodValueUnitDays
At 2017-09-302,198,718USD
At 2016-12-315,003,972USD

Operating expenses

Recurring operating costs under this accounting concept, generally excluding production costs included in cost of sales. Check filing presentation before combining expense subtotals.

PeriodValueUnitDays
2017-07-01 to 2017-09-303,585,894USD92
2017-01-01 to 2017-09-3014,796,622USD273
2016-07-01 to 2016-09-307,068,058USD92
2016-01-01 to 2016-09-3026,138,857USD274

Net inventory

Inventory carrying amount after applicable valuation and LIFO reserves. It does not establish realizable selling proceeds or inventory turnover without other inputs.

PeriodValueUnitDays
At 2017-09-306,181USD
At 2016-12-316,181USD

Gross profit

Revenue less the costs directly attributed to the goods or services sold. It precedes other operating expenses and is not net income.

PeriodValueUnitDays
2017-07-01 to 2017-09-304,870,850USD92
2017-01-01 to 2017-09-3014,421,028USD273
2016-07-01 to 2016-09-305,266,441USD92
2016-01-01 to 2016-09-3016,441,131USD274

Cost of revenue

Costs attributed to goods produced and sold and services provided during the period. This is not the sum of every operating expense.

PeriodValueUnitDays
2017-07-01 to 2017-09-301,234,583USD92
2017-01-01 to 2017-09-304,457,846USD273
2016-07-01 to 2016-09-302,060,369USD92
2016-01-01 to 2016-09-306,385,961USD274

Research and development expense

Research and development costs recognized as expense. Capitalization policies and acquired projects can make this differ from total cash invested in development.

PeriodValueUnitDays
2017-07-01 to 2017-09-301,216,663USD92
2017-01-01 to 2017-09-305,536,658USD273
2016-07-01 to 2016-09-302,514,822USD92
2016-01-01 to 2016-09-309,475,678USD274

Common shares outstanding

Common shares outstanding at the reporting date. This point-in-time count differs from the weighted-average shares used for earnings per share and can exclude other share classes.

PeriodValueUnitDays
At 2017-09-3044,563,490shares
At 2017-07-0144,525,990shares
At 2016-12-3143,954,919shares

Additional paid-in capital

Capital contributed above par value under this concept. It records historical contributions, not the current value of the equity or cash on hand.

PeriodValueUnitDays
At 2017-09-30168,712,266USD
At 2016-12-31169,091,255USD

Accumulated other comprehensive income or loss

Cumulative other comprehensive items after tax, such as translation and unrealized hedging or securities effects. These amounts have not passed through net income.

PeriodValueUnitDays
At 2017-09-30-1,912,892USD
At 2016-12-31-1,837,713USD

Gross property, plant and equipment

Cost of property, plant and equipment before accumulated depreciation. Historical cost does not indicate current value or replacement cost.

PeriodValueUnitDays
At 2017-09-3019,233,492USD
At 2016-12-3119,755,489USD

Accumulated depreciation on property, plant and equipment

Cumulative depreciation, depletion and amortization recorded against property, plant and equipment. It measures cost allocation to date, not physical wear or market value.

PeriodValueUnitDays
At 2017-09-3018,479,643USD
At 2016-12-3118,580,547USD

Net intangible assets excluding goodwill

Intangible assets other than goodwill after amortization and impairment. Internally developed intangibles are usually not recognized, so this understates what a company relies on.

PeriodValueUnitDays
At 2017-09-30152,147USD
At 2016-12-31209,456USD

Other noncurrent assets

Noncurrent assets the filer does not present separately. The composition differs by filer and is described only in the filing.

PeriodValueUnitDays
At 2017-09-301,038,504USD
At 2016-12-31973,949USD

Other noncurrent liabilities

Noncurrent liabilities the filer does not present separately. The composition differs by filer and is described only in the filing.

PeriodValueUnitDays
At 2017-09-301,114,496USD
At 2016-12-311,170,844USD

Accrued current liabilities

Current obligations accrued for goods and services received but not yet invoiced or paid. This is one component of current liabilities, not all short-term obligations.

PeriodValueUnitDays
At 2017-09-304,114,109USD
At 2016-12-314,471,010USD

Prepaid expenses and other current assets

Prepayments and other current assets grouped under this concept. The balance is not cash and its composition differs by filer.

PeriodValueUnitDays
At 2017-09-30999,790USD
At 2016-12-311,245,085USD

Pre-tax income or loss from continuing operations

Income or loss from continuing operations before income taxes and noncontrolling interests. It excludes discontinued operations and is not net income.

PeriodValueUnitDays
2017-07-01 to 2017-09-301,419,277USD92
2017-01-01 to 2017-09-30-115,473USD273
2016-07-01 to 2016-09-30-1,891,654USD92
2016-01-01 to 2016-09-30-9,432,329USD274

Comprehensive income or loss

Net income plus other comprehensive income after tax. It includes unrealized items that net income excludes and is not a cash measure.

PeriodValueUnitDays
2017-07-01 to 2017-09-301,534,090USD92
2017-01-01 to 2017-09-30-398,004USD273
2016-07-01 to 2016-09-30-1,913,051USD92
2016-01-01 to 2016-09-30-10,298,511USD274

Net income available to common stockholders

Net income after preferred dividends and similar adjustments, the numerator for basic earnings per share. It can be lower than reported net income.

PeriodValueUnitDays
2017-07-01 to 2017-09-301,214,173USD92
2017-01-01 to 2017-09-30-957,489USD273
2016-07-01 to 2016-09-30-2,348,804USD92
2016-01-01 to 2016-09-30-10,902,922USD274

General and administrative expense

General and administrative costs reported under this concept, separate from selling expense. Filers group overhead differently, so compare presentation before comparing companies.

PeriodValueUnitDays
2017-07-01 to 2017-09-301,163,676USD92
2017-01-01 to 2017-09-304,130,570USD273
2016-07-01 to 2016-09-301,561,335USD92
2016-01-01 to 2016-09-305,100,739USD274

Depreciation expense

Depreciation recognized for the period under this concept. It is a noncash allocation of asset cost and may exclude amortization and depletion reported elsewhere.

PeriodValueUnitDays
2017-07-01 to 2017-09-30107,812USD92
2017-01-01 to 2017-09-30429,566USD273
2016-07-01 to 2016-09-30154,948USD92
2016-01-01 to 2016-09-30560,324USD274

Depreciation, depletion and amortization

Combined depreciation, depletion and amortization for the period. A noncash allocation of asset cost, not a measure of maintenance spending.

PeriodValueUnitDays
2017-01-01 to 2017-09-30760,409USD273
2016-01-01 to 2016-09-301,041,762USD274

Amortization of intangible assets

Amortization recognized on finite-lived intangible assets. It follows acquisition accounting and does not indicate the intangibles are losing usefulness at that rate.

PeriodValueUnitDays
2017-07-01 to 2017-09-3040,533USD92
2017-01-01 to 2017-09-30121,306USD273
2016-07-01 to 2016-09-3039,186USD92
2016-01-01 to 2016-09-30121,421USD274

Other nonoperating income or expense

Other income or expense outside operations under this concept. The composition is filer-specific and can include one-time items.

PeriodValueUnitDays
2017-07-01 to 2017-09-30134,321USD92
2017-01-01 to 2017-09-30260,121USD273
2016-07-01 to 2016-09-30-90,037USD92
2016-01-01 to 2016-09-30265,397USD274

Deferred income tax expense or benefit

The deferred portion of income tax expense or benefit, arising from timing differences. It is not tax paid in the period.

PeriodValueUnitDays
2017-01-01 to 2017-09-3035,831USD273
2016-01-01 to 2016-09-30-273,648USD274

Income taxes paid, net

Cash income taxes paid net of refunds during the period. It differs from income tax expense and can reflect prior years and estimated payments.

PeriodValueUnitDays
2017-01-01 to 2017-09-30207,399USD273
2016-01-01 to 2016-09-30549,289USD274

Change in accounts receivable

The cash flow adjustment for the change in receivables during the period. A positive value under this concept means receivables grew and reduced operating cash flow.

PeriodValueUnitDays
2017-01-01 to 2017-09-30-2,820,410USD273
2016-01-01 to 2016-09-30-3,170,149USD274

Change in inventories

The cash flow adjustment for the change in inventories during the period. A positive value under this concept means inventory grew and reduced operating cash flow.

PeriodValueUnitDays
2017-01-01 to 2017-09-300USD273
2016-01-01 to 2016-09-30-64,353USD274

Change in accounts payable

The cash flow adjustment for the change in payables during the period. A positive value under this concept means payables grew and added to operating cash flow.

PeriodValueUnitDays
2017-01-01 to 2017-09-30710,509USD273
2016-01-01 to 2016-09-30-271,992USD274

Inspect the source

Entity
FALCONSTOR SOFTWARE, INC. / CIK 0000922521
Captured
SEC response SHA-256
daf31362a6dea87bf3bd01befafcf6622d5b5987059f0337a14fc40c8de88736

Current SEC company facts · Download the original response snapshot (gzip) · Download the selected JSON

Every published concept a filing tagged, with the periods it covered, as reported in that filing at capture time. Forms 10-K, 10-K/A, 10-Q, 10-Q/A, 20-F, 20-F/A, 40-F, 40-F/A. A filing page needs at least 8 published concepts. Later filings can restate these values; the company history pages show the latest-filed value per period.

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import json
from urllib.request import urlopen

with urlopen("https://canlicapital.com/company-data/0000922521.json") as response:
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print(record["fetched_at"])
print(record["policy"])
for concept in record["concepts"]:
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