E TRADE FINANCIAL CORP: 10-Q filed 2013-11-07
What E TRADE FINANCIAL CORP reported in its quarterly report filed 2013-11-07 (fiscal Q3 2013): 29 published measures, 88 facts as tagged in accession 0001193125-13-432790.
This filing
- Form
- 10-Q (quarterly report)
- Filed
- 2013-11-07
- Fiscal period
- fiscal Q3 2013
- Accession
- 0001193125-13-432790 on SEC EDGAR
Values are as tagged in this filing. A later filing can restate them; each measure links to its history page, which shows the latest-filed value per period. All E TRADE FINANCIAL CORP filings.
Reported measures
Total assets
Resources recognized on the balance sheet. Book assets are not the market value of the business.
| Period | Value | Unit | Days |
|---|---|---|---|
| At 2013-09-30 | 45,547,479,000 | USD | |
| At 2012-12-31 | 47,386,739,000 | USD |
Total liabilities
Recognized obligations at the reporting date. The definition and scope differ from interest-bearing debt.
| Period | Value | Unit | Days |
|---|---|---|---|
| At 2013-09-30 | 40,717,905,000 | USD | |
| At 2012-12-31 | 42,482,269,000 | USD |
Stockholders equity
The reported residual interest after liabilities. It is an accounting amount, not market capitalization.
| Period | Value | Unit | Days |
|---|---|---|---|
| At 2013-09-30 | 4,829,574,000 | USD | |
| At 2012-12-31 | 4,904,470,000 | USD | |
| At 2012-09-30 | 5,093,854,000 | USD | |
| At 2011-12-31 | 4,927,950,000 | USD |
Cash and cash equivalents
Cash and qualifying short-term liquid investments under the filer’s accounting policy. Restricted cash and longer-term investments may be reported separately.
| Period | Value | Unit | Days |
|---|---|---|---|
| At 2013-09-30 | 1,796,181,000 | USD | |
| At 2012-12-31 | 2,761,494,000 | USD | |
| At 2012-09-30 | 2,825,012,000 | USD | |
| At 2011-12-31 | 2,099,839,000 | USD |
Net income or loss
Reported profit or loss for the period. Check the filing for attribution, exceptional items and discontinued operations before comparing companies.
| Period | Value | Unit | Days |
|---|---|---|---|
| 2013-07-01 to 2013-09-30 | 47,428,000 | USD | 92 |
| 2013-01-01 to 2013-09-30 | 28,149,000 | USD | 273 |
| 2012-07-01 to 2012-09-30 | -28,625,000 | USD | 92 |
| 2012-01-01 to 2012-09-30 | 73,476,000 | USD | 274 |
Operating cash flow
Cash generated or used by operating activities. Working-capital timing can make this differ substantially from reported income.
| Period | Value | Unit | Days |
|---|---|---|---|
| 2013-01-01 to 2013-09-30 | 888,499,000 | USD | 273 |
| 2012-01-01 to 2012-09-30 | 358,482,000 | USD | 274 |
Capital expenditure payments
Cash payments to acquire property, plant and equipment. This taxonomy concept does not capture every form of investment or acquisition.
| Period | Value | Unit | Days |
|---|---|---|---|
| 2013-01-01 to 2013-09-30 | 31,282,000 | USD | 273 |
| 2012-01-01 to 2012-09-30 | 65,823,000 | USD | 274 |
Financing cash flow
Net cash from financing activities, including borrowing, repayments and transactions with owners. A positive amount does not establish operating profitability.
| Period | Value | Unit | Days |
|---|---|---|---|
| 2013-01-01 to 2013-09-30 | -2,512,394,000 | USD | 273 |
| 2012-01-01 to 2012-09-30 | 1,766,988,000 | USD | 274 |
Investing cash flow
Net cash from investing activities, including asset purchases, disposals and investment transactions. This differs from capital expenditure payments alone.
| Period | Value | Unit | Days |
|---|---|---|---|
| 2013-01-01 to 2013-09-30 | 658,582,000 | USD | 273 |
| 2012-01-01 to 2012-09-30 | -1,400,297,000 | USD | 274 |
Retained earnings or deficit
Accumulated undistributed earnings or deficit at the reporting date. This balance is not cash available for distribution.
| Period | Value | Unit | Days |
|---|---|---|---|
| At 2013-09-30 | -2,079,571,000 | USD | |
| At 2012-12-31 | -2,107,720,000 | USD |
Basic weighted-average shares
Time-weighted shares used for basic earnings per share. This denominator differs from shares outstanding at a single reporting date.
| Period | Value | Unit | Days |
|---|---|---|---|
| 2013-07-01 to 2013-09-30 | 287,111,000 | shares | 92 |
| 2013-01-01 to 2013-09-30 | 286,882,000 | shares | 273 |
| 2012-07-01 to 2012-09-30 | 285,850,000 | shares | 92 |
| 2012-01-01 to 2012-09-30 | 285,658,000 | shares | 274 |
Diluted weighted-average shares
Weighted-average shares used for diluted earnings per share. Potential shares are included under the applicable dilution rules, not simply added to outstanding shares.
| Period | Value | Unit | Days |
|---|---|---|---|
| 2013-07-01 to 2013-09-30 | 292,630,000 | shares | 92 |
| 2013-01-01 to 2013-09-30 | 292,249,000 | shares | 273 |
| 2012-07-01 to 2012-09-30 | 285,850,000 | shares | 92 |
| 2012-01-01 to 2012-09-30 | 290,395,000 | shares | 274 |
Basic earnings per share
Reported earnings or loss per basic common share or unit. Inspect attribution, share classes and restatements before comparing periods. This is not a market return.
| Period | Value | Unit | Days |
|---|---|---|---|
| 2013-07-01 to 2013-09-30 | 0.17 | USD/shares | 92 |
| 2013-01-01 to 2013-09-30 | 0.1 | USD/shares | 273 |
| 2012-07-01 to 2012-09-30 | -0.1 | USD/shares | 92 |
| 2012-01-01 to 2012-09-30 | 0.26 | USD/shares | 274 |
Diluted earnings per share
Reported earnings or loss per share under dilution rules. Antidilutive instruments may be excluded. A diluted value can equal the basic value without implying no potential dilution.
| Period | Value | Unit | Days |
|---|---|---|---|
| 2013-07-01 to 2013-09-30 | 0.16 | USD/shares | 92 |
| 2013-01-01 to 2013-09-30 | 0.1 | USD/shares | 273 |
| 2012-07-01 to 2012-09-30 | -0.1 | USD/shares | 92 |
| 2012-01-01 to 2012-09-30 | 0.25 | USD/shares | 274 |
Income tax expense or benefit
Current and deferred income tax expense or benefit for continuing operations. This accounting expense differs from cash taxes paid.
| Period | Value | Unit | Days |
|---|---|---|---|
| 2013-07-01 to 2013-09-30 | 32,502,000 | USD | 92 |
| 2013-01-01 to 2013-09-30 | 61,367,000 | USD | 273 |
| 2012-07-01 to 2012-09-30 | -7,678,000 | USD | 92 |
| 2012-01-01 to 2012-09-30 | 16,755,000 | USD | 274 |
Net property, plant and equipment
Carrying amount of property, plant and equipment after accumulated depreciation, depletion and amortization. It is not replacement cost or market value.
| Period | Value | Unit | Days |
|---|---|---|---|
| At 2013-09-30 | 246,186,000 | USD | |
| At 2012-12-31 | 288,170,000 | USD |
Share-based compensation expense
Reported noncash expense for share-based payment arrangements. Noncash treatment does not mean the awards have no economic cost to shareholders.
| Period | Value | Unit | Days |
|---|---|---|---|
| 2013-01-01 to 2013-09-30 | 20,409,000 | USD | 273 |
| 2012-01-01 to 2012-09-30 | 17,097,000 | USD | 274 |
Operating income or loss
Operating revenue less operating expenses for the reporting period. It excludes items outside the reported operating result and is not free cash flow.
| Period | Value | Unit | Days |
|---|---|---|---|
| 2013-07-01 to 2013-09-30 | 108,659,000 | USD | 92 |
| 2013-01-01 to 2013-09-30 | 170,194,000 | USD | 273 |
| 2012-07-01 to 2012-09-30 | 59,983,000 | USD | 92 |
| 2012-01-01 to 2012-09-30 | 274,886,000 | USD | 274 |
Goodwill carrying amount
Recognized goodwill remaining after accumulated impairment. It arises from business combinations and does not measure the current value of the company’s brand.
| Period | Value | Unit | Days |
|---|---|---|---|
| At 2013-09-30 | 1,791,809,000 | USD | |
| At 2012-12-31 | 1,934,232,000 | USD |
Common shares outstanding
Common shares outstanding at the reporting date. This point-in-time count differs from the weighted-average shares used for earnings per share and can exclude other share classes.
| Period | Value | Unit | Days |
|---|---|---|---|
| At 2013-09-30 | 287,182,972 | shares | |
| At 2012-12-31 | 286,114,334 | shares |
Accumulated other comprehensive income or loss
Cumulative other comprehensive items after tax, such as translation and unrealized hedging or securities effects. These amounts have not passed through net income.
| Period | Value | Unit | Days |
|---|---|---|---|
| At 2013-09-30 | -420,618,000 | USD | |
| At 2013-06-30 | -439,667,000 | USD | |
| At 2012-12-31 | -309,928,000 | USD | |
| At 2012-09-30 | -303,403,000 | USD | |
| At 2012-06-30 | -340,699,000 | USD | |
| At 2011-12-31 | -386,629,000 | USD |
Net intangible assets excluding goodwill
Intangible assets other than goodwill after amortization and impairment. Internally developed intangibles are usually not recognized, so this understates what a company relies on.
| Period | Value | Unit | Days |
|---|---|---|---|
| At 2013-09-30 | 221,628,000 | USD | |
| At 2012-12-31 | 260,622,000 | USD |
Pre-tax income or loss from continuing operations
Income or loss from continuing operations before income taxes and noncontrolling interests. It excludes discontinued operations and is not net income.
| Period | Value | Unit | Days |
|---|---|---|---|
| 2013-07-01 to 2013-09-30 | 79,930,000 | USD | 92 |
| 2013-01-01 to 2013-09-30 | 89,516,000 | USD | 273 |
| 2012-07-01 to 2012-09-30 | -36,303,000 | USD | 92 |
| 2012-01-01 to 2012-09-30 | 90,231,000 | USD | 274 |
Comprehensive income or loss
Net income plus other comprehensive income after tax. It includes unrealized items that net income excludes and is not a cash measure.
| Period | Value | Unit | Days |
|---|---|---|---|
| 2013-07-01 to 2013-09-30 | 66,477,000 | USD | 92 |
| 2013-01-01 to 2013-09-30 | -82,541,000 | USD | 273 |
| 2012-07-01 to 2012-09-30 | 8,671,000 | USD | 92 |
| 2012-01-01 to 2012-09-30 | 156,702,000 | USD | 274 |
Amortization of intangible assets
Amortization recognized on finite-lived intangible assets. It follows acquisition accounting and does not indicate the intangibles are losing usefulness at that rate.
| Period | Value | Unit | Days |
|---|---|---|---|
| 2013-07-01 to 2013-09-30 | 5,699,000 | USD | 92 |
| 2013-01-01 to 2013-09-30 | 17,833,000 | USD | 273 |
| 2012-07-01 to 2012-09-30 | 6,296,000 | USD | 92 |
| 2012-01-01 to 2012-09-30 | 18,887,000 | USD | 274 |
Nonoperating income or expense
Total nonoperating income or expense, which can include interest, investment results and other items. A positive value is not operating profit.
| Period | Value | Unit | Days |
|---|---|---|---|
| 2013-07-01 to 2013-09-30 | -28,729,000 | USD | 92 |
| 2013-01-01 to 2013-09-30 | -80,678,000 | USD | 273 |
| 2012-07-01 to 2012-09-30 | -96,286,000 | USD | 92 |
| 2012-01-01 to 2012-09-30 | -184,655,000 | USD | 274 |
Deferred income tax expense or benefit
The deferred portion of income tax expense or benefit, arising from timing differences. It is not tax paid in the period.
| Period | Value | Unit | Days |
|---|---|---|---|
| 2013-01-01 to 2013-09-30 | 59,715,000 | USD | 273 |
| 2012-01-01 to 2012-09-30 | 179,066,000 | USD | 274 |
Interest paid, net
Cash interest paid during the period, net of amounts capitalized where the filer reports it that way. It differs from interest expense recognized.
| Period | Value | Unit | Days |
|---|---|---|---|
| 2013-01-01 to 2013-09-30 | 180,303,000 | USD | 273 |
| 2012-01-01 to 2012-09-30 | 258,748,000 | USD | 274 |
Income taxes paid, net
Cash income taxes paid net of refunds during the period. It differs from income tax expense and can reflect prior years and estimated payments.
| Period | Value | Unit | Days |
|---|---|---|---|
| 2013-01-01 to 2013-09-30 | 2,938,000 | USD | 273 |
| 2012-01-01 to 2012-09-30 | 6,194,000 | USD | 274 |
Inspect the source
- Entity
- E TRADE FINANCIAL CORP / CIK 0001015780
- Captured
- SEC response SHA-256
2a526c328e15e5aee9fe414f37d7e321cfe1d721f073dbedcab45c5b7576132e
Current SEC company facts · Download the original response snapshot (gzip) · Download the selected JSON
Every published concept a filing tagged, with the periods it covered, as reported in that filing at capture time. Forms 10-K, 10-K/A, 10-Q, 10-Q/A, 20-F, 20-F/A, 40-F, 40-F/A. A filing page needs at least 8 published concepts. Later filings can restate these values; the company history pages show the latest-filed value per period.
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import json
from urllib.request import urlopen
with urlopen("https://canlicapital.com/company-data/0001015780.json") as response:
record = json.load(response)
print(record["fetched_at"])
print(record["policy"])
for concept in record["concepts"]:
print(concept["tag"], next(iter(concept["observations"])))