CAPRICOR THERAPEUTICS, INC.: 10-Q filed 2021-11-12

Name: CAPRICOR THERAPEUTICS, INC.: 10-Q filed 2021-11-12
Creator: CAPRICOR THERAPEUTICS, INC.

What CAPRICOR THERAPEUTICS, INC. reported in its quarterly report filed 2021-11-12 (fiscal Q3 2021): 37 published measures, 109 facts as tagged in accession 0001558370-21-015571.

This filing

Form: 10-Q (quarterly report)
Filed: 2021-11-12
Fiscal period: fiscal Q3 2021
Accession: 0001558370-21-015571 on SEC EDGAR

Values are as tagged in this filing. A later filing can restate them; each measure links to its history page, which shows the latest-filed value per period. All CAPRICOR THERAPEUTICS, INC. filings.

Reported measures

Total assets

Resources recognized on the balance sheet. Book assets are not the market value of the business.

Period	Value	Unit	Days
At 2021-09-30	43,100,521	USD
At 2020-12-31	34,618,796	USD

Total liabilities

Recognized obligations at the reporting date. The definition and scope differ from interest-bearing debt.

Period	Value	Unit	Days
At 2021-09-30	6,364,551	USD
At 2020-12-31	6,419,012	USD

Stockholders equity

The reported residual interest after liabilities. It is an accounting amount, not market capitalization.

Period	Value	Unit
At 2021-09-30	36,735,970	USD
At 2021-06-30	33,380,130	USD
At 2021-03-31	36,380,785	USD
At 2020-12-31	28,199,784	USD
At 2020-09-30	30,407,919	USD
At 2020-06-30	31,653,954	USD
At 2020-03-31	9,592,634	USD
At 2019-12-31	6,839,386	USD

Cash and cash equivalents

Cash and qualifying short-term liquid investments under the filer’s accounting policy. Restricted cash and longer-term investments may be reported separately.

Period	Value	Unit	Days
At 2021-09-30	40,839,158	USD
At 2020-12-31	32,665,874	USD

Net income or loss

Reported profit or loss for the period. Check the filing for attribution, exceptional items and discontinued operations before comparing companies.

Period	Value	Unit	Days
2021-07-01 to 2021-09-30	-3,931,807	USD	92
2021-01-01 to 2021-09-30	-13,831,996	USD	273
2021-04-01 to 2021-06-30	-4,748,266	USD	91
2021-01-01 to 2021-03-31	-5,151,923	USD	90
2020-07-01 to 2020-09-30	-3,910,124	USD	92
2020-01-01 to 2020-09-30	-9,479,096	USD	274
2020-04-01 to 2020-06-30	-3,484,154	USD	91
2020-01-01 to 2020-03-31	-2,084,818	USD	91

Operating cash flow

Cash generated or used by operating activities. Working-capital timing can make this differ substantially from reported income.

Period	Value	Unit	Days
2021-01-01 to 2021-09-30	-11,181,741	USD	273
2020-01-01 to 2020-09-30	-6,212,413	USD	274

Capital expenditure payments

Cash payments to acquire property, plant and equipment. This taxonomy concept does not capture every form of investment or acquisition.

Period	Value	Unit	Days
2021-01-01 to 2021-09-30	827,615	USD	273
2020-01-01 to 2020-09-30	259,480	USD	274

Revenue

Revenue under this specific accounting concept. A missing value is not zero; filers can use other revenue concepts.

Period	Value	Unit	Days
2021-01-01 to 2021-09-30	244,898	USD	273
2020-07-01 to 2020-09-30	16,863	USD	92
2020-01-01 to 2020-09-30	252,420	USD	274

Financing cash flow

Net cash from financing activities, including borrowing, repayments and transactions with owners. A positive amount does not establish operating profitability.

Period	Value	Unit	Days
2021-01-01 to 2021-09-30	20,182,640	USD	273
2020-01-01 to 2020-09-30	31,886,098	USD	274

Investing cash flow

Net cash from investing activities, including asset purchases, disposals and investment transactions. This differs from capital expenditure payments alone.

Period	Value	Unit	Days
2021-01-01 to 2021-09-30	-827,615	USD	273
2020-01-01 to 2020-09-30	5,727,327	USD	274

Retained earnings or deficit

Accumulated undistributed earnings or deficit at the reporting date. This balance is not cash available for distribution.

Period	Value	Unit	Days
At 2021-09-30	-101,869,755	USD
At 2020-12-31	-88,037,759	USD

Basic weighted-average shares

Time-weighted shares used for basic earnings per share. This denominator differs from shares outstanding at a single reporting date.

Period	Value	Unit	Days
2021-07-01 to 2021-09-30	23,095,375	shares	92
2021-01-01 to 2021-09-30	22,731,638	shares	273
2020-07-01 to 2020-09-30	19,801,841	shares	92
2020-01-01 to 2020-09-30	13,958,507	shares	274

Diluted weighted-average shares

Weighted-average shares used for diluted earnings per share. Potential shares are included under the applicable dilution rules, not simply added to outstanding shares.

Period	Value	Unit	Days
2021-07-01 to 2021-09-30	22,861,051	shares	92
2021-01-01 to 2021-09-30	22,546,634	shares	273
2020-07-01 to 2020-09-30	15,130,685	shares	92
2020-01-01 to 2020-09-30	11,004,733	shares	274

Basic earnings per share

Reported earnings or loss per basic common share or unit. Inspect attribution, share classes and restatements before comparing periods. This is not a market return.

Period	Value	Unit	Days
2021-07-01 to 2021-09-30	-0.17	USD/shares	92
2021-01-01 to 2021-09-30	-0.61	USD/shares	273
2020-07-01 to 2020-09-30	-0.2	USD/shares	92
2020-01-01 to 2020-09-30	-0.68	USD/shares	274

Diluted earnings per share

Reported earnings or loss per share under dilution rules. Antidilutive instruments may be excluded. A diluted value can equal the basic value without implying no potential dilution.

Period	Value	Unit	Days
2021-07-01 to 2021-09-30	-0.21	USD/shares	92
2021-01-01 to 2021-09-30	-0.44	USD/shares	273
2020-07-01 to 2020-09-30	-0.23	USD/shares	92
2020-01-01 to 2020-09-30	-0.51	USD/shares	274

Net property, plant and equipment

Carrying amount of property, plant and equipment after accumulated depreciation, depletion and amortization. It is not replacement cost or market value.

Period	Value	Unit	Days
At 2021-09-30	1,513,575	USD
At 2020-12-31	850,847	USD

Share-based compensation expense

Reported noncash expense for share-based payment arrangements. Noncash treatment does not mean the awards have no economic cost to shareholders.

Period	Value	Unit	Days
2021-01-01 to 2021-09-30	2,185,542	USD	273
2020-01-01 to 2020-09-30	1,478,934	USD	274

Operating income or loss

Operating revenue less operating expenses for the reporting period. It excludes items outside the reported operating result and is not free cash flow.

Period	Value	Unit	Days
2021-07-01 to 2021-09-30	-4,314,545	USD	92
2021-01-01 to 2021-09-30	-14,558,800	USD	273
2020-07-01 to 2020-09-30	-3,914,077	USD	92
2020-01-01 to 2020-09-30	-9,509,431	USD	274

Current assets

Assets classified as current under the normal operating cycle or one-year boundary. Not all current assets can be converted immediately into cash.

Period	Value	Unit	Days
At 2021-09-30	41,298,245	USD
At 2020-12-31	33,677,083	USD

Current liabilities

Obligations classified as current under the operating-cycle or one-year boundary. The balance includes more than short-term borrowing.

Period	Value	Unit	Days
At 2021-09-30	2,988,292	USD
At 2020-12-31	2,971,282	USD

Net finite-lived intangible assets

Finite-lived intangible assets after amortization. This excludes goodwill and should not be combined with indefinite-lived intangible assets without checking scope.

Period	Value	Unit	Days
At 2021-09-30	0	USD
At 2020-12-31	2,165	USD

Operating expenses

Recurring operating costs under this accounting concept, generally excluding production costs included in cost of sales. Check filing presentation before combining expense subtotals.

Period	Value	Unit	Days
2021-07-01 to 2021-09-30	4,314,545	USD	92
2021-01-01 to 2021-09-30	14,803,698	USD	273
2020-07-01 to 2020-09-30	3,930,940	USD	92
2020-01-01 to 2020-09-30	9,761,851	USD	274

Research and development expense

Research and development costs recognized as expense. Capitalization policies and acquired projects can make this differ from total cash invested in development.

Period	Value	Unit	Days
2021-07-01 to 2021-09-30	2,513,915	USD	92
2021-01-01 to 2021-09-30	9,307,512	USD	273
2020-07-01 to 2020-09-30	2,629,267	USD	92
2020-01-01 to 2020-09-30	5,711,896	USD	274

Common shares outstanding

Common shares outstanding at the reporting date. This point-in-time count differs from the weighted-average shares used for earnings per share and can exclude other share classes.

Period	Value	Unit	Days
At 2021-09-30	24,149,155	shares
At 2020-12-31	20,577,123	shares

Cash including restricted cash

Cash, cash equivalents and restricted cash as reported in the cash flow reconciliation. Restricted amounts are not freely available, so this is not the same as unrestricted cash.

Period	Value	Unit
At 2021-09-30	40,839,158	USD
At 2020-12-31	32,665,874	USD
At 2020-09-30	35,300,340	USD
At 2019-12-31	3,899,328	USD

Gross property, plant and equipment

Cost of property, plant and equipment before accumulated depreciation. Historical cost does not indicate current value or replacement cost.

Period	Value	Unit	Days
At 2021-09-30	2,397,042	USD
At 2020-12-31	1,569,427	USD

Accumulated depreciation on property, plant and equipment

Cumulative depreciation, depletion and amortization recorded against property, plant and equipment. It measures cost allocation to date, not physical wear or market value.

Period	Value	Unit	Days
At 2021-09-30	883,467	USD
At 2020-12-31	718,580	USD

Prepaid expenses and other current assets

Prepayments and other current assets grouped under this concept. The balance is not cash and its composition differs by filer.

Period	Value	Unit	Days
At 2021-09-30	278,909	USD
At 2020-12-31	1,011,209	USD

Comprehensive income or loss

Net income plus other comprehensive income after tax. It includes unrealized items that net income excludes and is not a cash measure.

Period	Value	Unit	Days
2021-07-01 to 2021-09-30	-3,931,807	USD	92
2021-01-01 to 2021-09-30	-13,831,996	USD	273
2020-07-01 to 2020-09-30	-3,910,124	USD	92
2020-01-01 to 2020-09-30	-9,478,339	USD	274

General and administrative expense

General and administrative costs reported under this concept, separate from selling expense. Filers group overhead differently, so compare presentation before comparing companies.

Period	Value	Unit	Days
2021-07-01 to 2021-09-30	1,800,630	USD	92
2021-01-01 to 2021-09-30	5,496,186	USD	273
2020-07-01 to 2020-09-30	1,301,673	USD	92
2020-01-01 to 2020-09-30	4,049,955	USD	274

Depreciation expense

Depreciation recognized for the period under this concept. It is a noncash allocation of asset cost and may exclude amortization and depletion reported elsewhere.

Period	Value	Unit	Days
2021-01-01 to 2021-09-30	164,887	USD	273
2020-01-01 to 2020-09-30	98,567	USD	274

Depreciation, depletion and amortization

Combined depreciation, depletion and amortization for the period. A noncash allocation of asset cost, not a measure of maintenance spending.

Period	Value	Unit	Days
2021-01-01 to 2021-09-30	167,052	USD	273
2020-01-01 to 2020-09-30	101,814	USD	274

Amortization of intangible assets

Amortization recognized on finite-lived intangible assets. It follows acquisition accounting and does not indicate the intangibles are losing usefulness at that rate.

Period	Value	Unit	Days
2021-01-01 to 2021-09-30	2,165	USD	273
2020-01-01 to 2020-09-30	3,247	USD	274

Nonoperating income or expense

Total nonoperating income or expense, which can include interest, investment results and other items. A positive value is not operating profit.

Period	Value	Unit	Days
2021-07-01 to 2021-09-30	382,738	USD	92
2021-01-01 to 2021-09-30	726,804	USD	273
2020-07-01 to 2020-09-30	3,953	USD	92
2020-01-01 to 2020-09-30	30,335	USD	274

Interest paid, net

Cash interest paid during the period, net of amounts capitalized where the filer reports it that way. It differs from interest expense recognized.

Period	Value	Unit	Days
2021-01-01 to 2021-09-30	0	USD	273
2020-01-01 to 2020-09-30	0	USD	274

Income taxes paid, net

Cash income taxes paid net of refunds during the period. It differs from income tax expense and can reflect prior years and estimated payments.

Period	Value	Unit	Days
2021-01-01 to 2021-09-30	0	USD	273
2020-01-01 to 2020-09-30	0	USD	274

Proceeds from issuing common stock

Cash received from issuing common stock during the period. It is gross of costs only where the filer reports it so, and it does not include noncash issuances.

Period	Value	Unit	Days
2021-01-01 to 2021-09-30	20,175,991	USD	273
2020-01-01 to 2020-09-30	25,908,269	USD	274

Inspect the source

Entity: CAPRICOR THERAPEUTICS, INC. / CIK 0001133869
Captured: 2026-09-20T07:41:24.575Z
SEC response SHA-256: b9f947143784aa2a5b7cc0470638338f21bd5664475f1be49c554014f98dbf5c

Current SEC company facts · Download the original response snapshot (gzip) · Download the selected JSON

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import json
from urllib.request import urlopen

with urlopen("https://canlicapital.com/company-data/0001133869.json") as response:
    record = json.load(response)
print(record["fetched_at"])
print(record["policy"])
for concept in record["concepts"]:
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