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HENNESSY ADVISORS, INC.: 10-Q filed 2019-05-07

What HENNESSY ADVISORS, INC. reported in its quarterly report filed 2019-05-07 (fiscal Q2 2019): 34 published measures, 101 facts as tagged in accession 0001193125-19-139677.

This filing

Form
10-Q (quarterly report)
Filed
2019-05-07
Fiscal period
fiscal Q2 2019
Accession
0001193125-19-139677 on SEC EDGAR

Values are as tagged in this filing. A later filing can restate them; each measure links to its history page, which shows the latest-filed value per period. All HENNESSY ADVISORS, INC. filings.

Reported measures

Total assets

Resources recognized on the balance sheet. Book assets are not the market value of the business.

PeriodValueUnitDays
At 2019-03-31110,132,000USD
At 2018-09-30109,480,000USD

Total liabilities

Recognized obligations at the reporting date. The definition and scope differ from interest-bearing debt.

PeriodValueUnitDays
At 2019-03-3133,815,000USD
At 2018-09-3038,500,000USD

Stockholders equity

The reported residual interest after liabilities. It is an accounting amount, not market capitalization.

PeriodValueUnitDays
At 2019-03-3176,317,000USD
At 2018-12-3173,725,000USD
At 2018-09-3070,980,000USD
At 2018-03-3164,032,000USD
At 2017-12-3159,622,000USD
At 2017-09-3051,530,000USD

Cash and cash equivalents

Cash and qualifying short-term liquid investments under the filer’s accounting policy. Restricted cash and longer-term investments may be reported separately.

PeriodValueUnitDays
At 2019-03-3125,072,000USD
At 2018-09-3025,395,000USD
At 2018-03-3116,646,000USD
At 2017-09-3015,700,000USD

Net income or loss

Reported profit or loss for the period. Check the filing for attribution, exceptional items and discontinued operations before comparing companies.

PeriodValueUnitDays
2019-01-01 to 2019-03-312,900,000USD90
2018-10-01 to 2019-03-315,967,000USD182
2018-10-01 to 2018-12-313,067,000USD92
2018-01-01 to 2018-03-314,555,000USD90
2017-10-01 to 2018-03-3112,742,000USD182
2017-10-01 to 2017-12-318,187,000USD92

Operating cash flow

Cash generated or used by operating activities. Working-capital timing can make this differ substantially from reported income.

PeriodValueUnitDays
2018-10-01 to 2019-03-315,464,000USD182
2017-10-01 to 2018-03-318,235,000USD182

Capital expenditure payments

Cash payments to acquire property, plant and equipment. This taxonomy concept does not capture every form of investment or acquisition.

PeriodValueUnitDays
2018-10-01 to 2019-03-3189,000USD182
2017-10-01 to 2018-03-31220,000USD182

Contract revenue excluding tax

Revenue from customer contracts excluding assessed taxes under this specific taxonomy concept. It is not automatically comparable to older revenue tags.

PeriodValueUnitDays
2019-01-01 to 2019-03-3110,456,000USD90
2018-10-01 to 2019-03-3122,100,000USD182
2018-01-01 to 2018-03-3114,006,000USD90
2017-10-01 to 2018-03-3127,819,000USD182

Financing cash flow

Net cash from financing activities, including borrowing, repayments and transactions with owners. A positive amount does not establish operating profitability.

PeriodValueUnitDays
2018-10-01 to 2019-03-31-3,929,000USD182
2017-10-01 to 2018-03-31-3,675,000USD182

Investing cash flow

Net cash from investing activities, including asset purchases, disposals and investment transactions. This differs from capital expenditure payments alone.

PeriodValueUnitDays
2018-10-01 to 2019-03-31-1,858,000USD182
2017-10-01 to 2018-03-31-3,614,000USD182

Retained earnings or deficit

Accumulated undistributed earnings or deficit at the reporting date. This balance is not cash available for distribution.

PeriodValueUnitDays
At 2019-03-3158,417,000USD
At 2018-09-3054,197,000USD

Basic weighted-average shares

Time-weighted shares used for basic earnings per share. This denominator differs from shares outstanding at a single reporting date.

PeriodValueUnitDays
2019-01-01 to 2019-03-317,918,281shares90
2018-10-01 to 2019-03-317,916,059shares182
2018-01-01 to 2018-03-317,805,880shares90
2017-10-01 to 2018-03-317,803,114shares182

Diluted weighted-average shares

Weighted-average shares used for diluted earnings per share. Potential shares are included under the applicable dilution rules, not simply added to outstanding shares.

PeriodValueUnitDays
2019-01-01 to 2019-03-317,922,408shares90
2018-10-01 to 2019-03-317,917,561shares182
2018-01-01 to 2018-03-317,886,380shares90
2017-10-01 to 2018-03-317,865,207shares182

Basic earnings per share

Reported earnings or loss per basic common share or unit. Inspect attribution, share classes and restatements before comparing periods. This is not a market return.

PeriodValueUnitDays
2019-01-01 to 2019-03-310.37USD/shares90
2018-10-01 to 2019-03-310.75USD/shares182
2018-01-01 to 2018-03-310.58USD/shares90
2017-10-01 to 2018-03-311.63USD/shares182

Diluted earnings per share

Reported earnings or loss per share under dilution rules. Antidilutive instruments may be excluded. A diluted value can equal the basic value without implying no potential dilution.

PeriodValueUnitDays
2019-01-01 to 2019-03-310.37USD/shares90
2018-10-01 to 2019-03-310.75USD/shares182
2018-01-01 to 2018-03-310.58USD/shares90
2017-10-01 to 2018-03-311.62USD/shares182

Income tax expense or benefit

Current and deferred income tax expense or benefit for continuing operations. This accounting expense differs from cash taxes paid.

PeriodValueUnitDays
2019-01-01 to 2019-03-31843,000USD90
2018-10-01 to 2019-03-312,149,000USD182
2018-01-01 to 2018-03-311,424,000USD90
2017-10-01 to 2018-03-31-616,000USD182

Net property, plant and equipment

Carrying amount of property, plant and equipment after accumulated depreciation, depletion and amortization. It is not replacement cost or market value.

PeriodValueUnitDays
At 2019-03-31361,000USD
At 2018-09-30382,000USD

Share-based compensation expense

Reported noncash expense for share-based payment arrangements. Noncash treatment does not mean the awards have no economic cost to shareholders.

PeriodValueUnitDays
2018-10-01 to 2019-03-311,125,000USD182
2017-10-01 to 2018-03-311,247,000USD182

Operating income or loss

Operating revenue less operating expenses for the reporting period. It excludes items outside the reported operating result and is not free cash flow.

PeriodValueUnitDays
2019-01-01 to 2019-03-313,958,000USD90
2018-10-01 to 2019-03-318,563,000USD182
2018-01-01 to 2018-03-316,260,000USD90
2017-10-01 to 2018-03-3112,693,000USD182

Current assets

Assets classified as current under the normal operating cycle or one-year boundary. Not all current assets can be converted immediately into cash.

PeriodValueUnitDays
At 2019-03-3129,647,000USD
At 2018-09-3030,744,000USD

Interest expense

Borrowing costs recognized as interest expense. This is distinct from cash interest paid and may not include every capitalized borrowing cost.

PeriodValueUnitDays
2019-01-01 to 2019-03-31299,000USD90
2018-10-01 to 2019-03-31609,000USD182
2018-01-01 to 2018-03-31303,000USD90
2017-10-01 to 2018-03-31602,000USD182

Current liabilities

Obligations classified as current under the operating-cycle or one-year boundary. The balance includes more than short-term borrowing.

PeriodValueUnitDays
At 2019-03-318,482,000USD
At 2018-09-3012,035,000USD

Net current accounts receivable

Current customer receivables after the allowance for credit loss. The balance is not cash collected or a guarantee of collection.

PeriodValueUnitDays
At 2019-03-313,601,000USD
At 2018-09-304,259,000USD

Operating expenses

Recurring operating costs under this accounting concept, generally excluding production costs included in cost of sales. Check filing presentation before combining expense subtotals.

PeriodValueUnitDays
2019-01-01 to 2019-03-316,498,000USD90
2018-10-01 to 2019-03-3113,537,000USD182
2018-01-01 to 2018-03-317,746,000USD90
2017-10-01 to 2018-03-3115,126,000USD182

Common shares outstanding

Common shares outstanding at the reporting date. This point-in-time count differs from the weighted-average shares used for earnings per share and can exclude other share classes.

PeriodValueUnitDays
At 2019-03-317,919,394shares
At 2018-09-307,897,145shares

Long-term debt

Long-term borrowings under this concept, which can include the current portion depending on presentation. It is not total liabilities and may exclude leases and other obligations.

PeriodValueUnitDays
At 2019-03-3119,600,000USD

Accumulated depreciation on property, plant and equipment

Cumulative depreciation, depletion and amortization recorded against property, plant and equipment. It measures cost allocation to date, not physical wear or market value.

PeriodValueUnitDays
At 2019-03-311,263,000USD
At 2018-09-301,154,000USD

Other noncurrent assets

Noncurrent assets the filer does not present separately. The composition differs by filer and is described only in the filing.

PeriodValueUnitDays
At 2019-03-31192,000USD
At 2018-09-30191,000USD

Pre-tax income or loss from continuing operations

Income or loss from continuing operations before income taxes and noncontrolling interests. It excludes discontinued operations and is not net income.

PeriodValueUnitDays
2019-01-01 to 2019-03-313,743,000USD90
2018-10-01 to 2019-03-318,116,000USD182
2018-01-01 to 2018-03-315,979,000USD90
2017-10-01 to 2018-03-3112,126,000USD182

Profit or loss including noncontrolling interests

Net income or loss including the portion attributable to noncontrolling interests. It can differ from the net income attributable to the parent that per-share figures use.

PeriodValueUnitDays
2018-10-01 to 2019-03-315,967,000USD182
2017-10-01 to 2018-03-3112,742,000USD182

General and administrative expense

General and administrative costs reported under this concept, separate from selling expense. Filers group overhead differently, so compare presentation before comparing companies.

PeriodValueUnitDays
2019-01-01 to 2019-03-311,335,000USD90
2018-10-01 to 2019-03-312,852,000USD182
2018-01-01 to 2018-03-311,430,000USD90
2017-10-01 to 2018-03-312,945,000USD182

Depreciation expense

Depreciation recognized for the period under this concept. It is a noncash allocation of asset cost and may exclude amortization and depletion reported elsewhere.

PeriodValueUnitDays
2019-01-01 to 2019-03-3154,000USD90
2018-10-01 to 2019-03-31109,000USD182
2018-01-01 to 2018-03-3158,000USD90
2017-10-01 to 2018-03-31105,000USD182

Interest paid, net

Cash interest paid during the period, net of amounts capitalized where the filer reports it that way. It differs from interest expense recognized.

PeriodValueUnitDays
2018-10-01 to 2019-03-31527,000USD182
2017-10-01 to 2018-03-31534,000USD182

Income taxes paid, net

Cash income taxes paid net of refunds during the period. It differs from income tax expense and can reflect prior years and estimated payments.

PeriodValueUnitDays
2018-10-01 to 2019-03-311,660,000USD182
2017-10-01 to 2018-03-312,206,000USD182

Inspect the source

Entity
HENNESSY ADVISORS, INC. / CIK 0001145255
Captured
2026-09-20T07:42:27.646Z
SEC response SHA-256
258c92cd3d558f577b9585df9cfa8301d2b716194bdfa42ff6d92a906c17ec2c

Current SEC company facts · Download the original response snapshot (gzip) · Download the selected JSON

Every published concept a filing tagged, with the periods it covered, as reported in that filing at capture time. Forms 10-K, 10-K/A, 10-Q, 10-Q/A, 20-F, 20-F/A, 40-F, 40-F/A. A filing page needs at least 8 published concepts. Later filings can restate these values; the company history pages show the latest-filed value per period.

Public company accounting reference, not market prices, returns, an investment recommendation, or ALPHAC performance. Validate a separately constructed return series with the validation API; accounting values are not returns.

Use this in research

A financial period ends before its results become public. Use the filing date as a minimum availability boundary, inspect amendments, and retain the original filing vintage when testing historical signals. This latest-filed selection can contain information unavailable at the time.

These pages do not supply prices, total-return histories, corporate-action adjustments or a tradable universe. Build those inputs separately before evaluating a strategy. A profitable backtest can still reflect selection bias or costs that were left out.

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Build with the open-source tools

Use these accounting records as inspectable inputs. When you have constructed a return series, the validation tools can help test its statistical evidence and preserve the result with its limitations.

Read the published dataset with Python
import json
from urllib.request import urlopen

with urlopen("https://canlicapital.com/company-data/0001145255.json") as response:
    record = json.load(response)
print(record["fetched_at"])
print(record["policy"])
for concept in record["concepts"]:
    print(concept["tag"], next(iter(concept["observations"])))