HENNESSY ADVISORS, INC.: 10-Q filed 2020-05-14
What HENNESSY ADVISORS, INC. reported in its quarterly report filed 2020-05-14 (fiscal Q2 2020): 37 published measures, 104 facts as tagged in accession 0001193125-20-142833.
This filing
- Form
- 10-Q (quarterly report)
- Filed
- 2020-05-14
- Fiscal period
- fiscal Q2 2020
- Accession
- 0001193125-20-142833 on SEC EDGAR
Values are as tagged in this filing. A later filing can restate them; each measure links to its history page, which shows the latest-filed value per period. All HENNESSY ADVISORS, INC. filings.
Reported measures
Total assets
Resources recognized on the balance sheet. Book assets are not the market value of the business.
| Period | Value | Unit | Days |
|---|---|---|---|
| At 2020-03-31 | 91,904,000 | USD | |
| At 2019-09-30 | 110,208,000 | USD |
Total liabilities
Recognized obligations at the reporting date. The definition and scope differ from interest-bearing debt.
| Period | Value | Unit | Days |
|---|---|---|---|
| At 2020-03-31 | 15,584,000 | USD | |
| At 2019-09-30 | 34,680,000 | USD |
Stockholders equity
The reported residual interest after liabilities. It is an accounting amount, not market capitalization.
| Period | Value | Unit | Days |
|---|---|---|---|
| At 2020-03-31 | 76,320,000 | USD | |
| At 2019-12-31 | 76,924,000 | USD | |
| At 2019-09-30 | 75,528,000 | USD | |
| At 2019-03-31 | 76,317,000 | USD | |
| At 2018-12-31 | 73,725,000 | USD | |
| At 2018-09-30 | 70,980,000 | USD |
Cash and cash equivalents
Cash and qualifying short-term liquid investments under the filer’s accounting policy. Restricted cash and longer-term investments may be reported separately.
| Period | Value | Unit | Days |
|---|---|---|---|
| At 2020-03-31 | 6,997,000 | USD | |
| At 2019-09-30 | 24,687,000 | USD | |
| At 2019-03-31 | 25,072,000 | USD | |
| At 2018-09-30 | 25,395,000 | USD |
Net income or loss
Reported profit or loss for the period. Check the filing for attribution, exceptional items and discontinued operations before comparing companies.
| Period | Value | Unit | Days |
|---|---|---|---|
| 2020-01-01 to 2020-03-31 | 1,970,000 | USD | 91 |
| 2019-10-01 to 2020-03-31 | 4,598,000 | USD | 183 |
| 2019-10-01 to 2019-12-31 | 2,628,000 | USD | 92 |
| 2019-01-01 to 2019-03-31 | 2,900,000 | USD | 90 |
| 2018-10-01 to 2019-03-31 | 5,967,000 | USD | 182 |
| 2018-10-01 to 2018-12-31 | 3,067,000 | USD | 92 |
Operating cash flow
Cash generated or used by operating activities. Working-capital timing can make this differ substantially from reported income.
| Period | Value | Unit | Days |
|---|---|---|---|
| 2019-10-01 to 2020-03-31 | 5,289,000 | USD | 183 |
| 2018-10-01 to 2019-03-31 | 5,464,000 | USD | 182 |
Capital expenditure payments
Cash payments to acquire property, plant and equipment. This taxonomy concept does not capture every form of investment or acquisition.
| Period | Value | Unit | Days |
|---|---|---|---|
| 2019-10-01 to 2020-03-31 | 69,000 | USD | 183 |
| 2018-10-01 to 2019-03-31 | 89,000 | USD | 182 |
Contract revenue excluding tax
Revenue from customer contracts excluding assessed taxes under this specific taxonomy concept. It is not automatically comparable to older revenue tags.
| Period | Value | Unit | Days |
|---|---|---|---|
| 2020-01-01 to 2020-03-31 | 8,879,000 | USD | 91 |
| 2019-10-01 to 2020-03-31 | 19,123,000 | USD | 183 |
| 2019-01-01 to 2019-03-31 | 10,456,000 | USD | 90 |
| 2018-10-01 to 2019-03-31 | 22,100,000 | USD | 182 |
Financing cash flow
Net cash from financing activities, including borrowing, repayments and transactions with owners. A positive amount does not establish operating profitability.
| Period | Value | Unit | Days |
|---|---|---|---|
| 2019-10-01 to 2020-03-31 | -22,200,000 | USD | 183 |
| 2018-10-01 to 2019-03-31 | -3,929,000 | USD | 182 |
Investing cash flow
Net cash from investing activities, including asset purchases, disposals and investment transactions. This differs from capital expenditure payments alone.
| Period | Value | Unit | Days |
|---|---|---|---|
| 2019-10-01 to 2020-03-31 | -779,000 | USD | 183 |
| 2018-10-01 to 2019-03-31 | -1,858,000 | USD | 182 |
Retained earnings or deficit
Accumulated undistributed earnings or deficit at the reporting date. This balance is not cash available for distribution.
| Period | Value | Unit | Days |
|---|---|---|---|
| At 2020-03-31 | 58,231,000 | USD | |
| At 2019-09-30 | 57,855,000 | USD |
Basic weighted-average shares
Time-weighted shares used for basic earnings per share. This denominator differs from shares outstanding at a single reporting date.
| Period | Value | Unit | Days |
|---|---|---|---|
| 2020-01-01 to 2020-03-31 | 7,363,938 | shares | 91 |
| 2019-10-01 to 2020-03-31 | 7,432,918 | shares | 183 |
| 2019-01-01 to 2019-03-31 | 7,918,281 | shares | 90 |
| 2018-10-01 to 2019-03-31 | 7,916,059 | shares | 182 |
Diluted weighted-average shares
Weighted-average shares used for diluted earnings per share. Potential shares are included under the applicable dilution rules, not simply added to outstanding shares.
| Period | Value | Unit | Days |
|---|---|---|---|
| 2020-01-01 to 2020-03-31 | 7,393,167 | shares | 91 |
| 2019-10-01 to 2020-03-31 | 7,466,169 | shares | 183 |
| 2019-01-01 to 2019-03-31 | 7,922,408 | shares | 90 |
| 2018-10-01 to 2019-03-31 | 7,917,561 | shares | 182 |
Basic earnings per share
Reported earnings or loss per basic common share or unit. Inspect attribution, share classes and restatements before comparing periods. This is not a market return.
| Period | Value | Unit | Days |
|---|---|---|---|
| 2020-01-01 to 2020-03-31 | 0.27 | USD/shares | 91 |
| 2019-10-01 to 2020-03-31 | 0.62 | USD/shares | 183 |
| 2019-01-01 to 2019-03-31 | 0.37 | USD/shares | 90 |
| 2018-10-01 to 2019-03-31 | 0.75 | USD/shares | 182 |
Diluted earnings per share
Reported earnings or loss per share under dilution rules. Antidilutive instruments may be excluded. A diluted value can equal the basic value without implying no potential dilution.
| Period | Value | Unit | Days |
|---|---|---|---|
| 2020-01-01 to 2020-03-31 | 0.27 | USD/shares | 91 |
| 2019-10-01 to 2020-03-31 | 0.62 | USD/shares | 183 |
| 2019-01-01 to 2019-03-31 | 0.37 | USD/shares | 90 |
| 2018-10-01 to 2019-03-31 | 0.75 | USD/shares | 182 |
Income tax expense or benefit
Current and deferred income tax expense or benefit for continuing operations. This accounting expense differs from cash taxes paid.
| Period | Value | Unit | Days |
|---|---|---|---|
| 2020-01-01 to 2020-03-31 | 795,000 | USD | 91 |
| 2019-10-01 to 2020-03-31 | 1,767,000 | USD | 183 |
| 2019-01-01 to 2019-03-31 | 843,000 | USD | 90 |
| 2018-10-01 to 2019-03-31 | 2,149,000 | USD | 182 |
Net property, plant and equipment
Carrying amount of property, plant and equipment after accumulated depreciation, depletion and amortization. It is not replacement cost or market value.
| Period | Value | Unit | Days |
|---|---|---|---|
| At 2020-03-31 | 316,000 | USD | |
| At 2019-09-30 | 361,000 | USD |
Share-based compensation expense
Reported noncash expense for share-based payment arrangements. Noncash treatment does not mean the awards have no economic cost to shareholders.
| Period | Value | Unit | Days |
|---|---|---|---|
| 2019-10-01 to 2020-03-31 | 894,000 | USD | 183 |
| 2018-10-01 to 2019-03-31 | 1,125,000 | USD | 182 |
Operating income or loss
Operating revenue less operating expenses for the reporting period. It excludes items outside the reported operating result and is not free cash flow.
| Period | Value | Unit | Days |
|---|---|---|---|
| 2020-01-01 to 2020-03-31 | 2,993,000 | USD | 91 |
| 2019-10-01 to 2020-03-31 | 6,724,000 | USD | 183 |
| 2019-01-01 to 2019-03-31 | 3,958,000 | USD | 90 |
| 2018-10-01 to 2019-03-31 | 8,563,000 | USD | 182 |
Current assets
Assets classified as current under the normal operating cycle or one-year boundary. Not all current assets can be converted immediately into cash.
| Period | Value | Unit | Days |
|---|---|---|---|
| At 2020-03-31 | 10,290,000 | USD | |
| At 2019-09-30 | 29,012,000 | USD |
Interest expense
Borrowing costs recognized as interest expense. This is distinct from cash interest paid and may not include every capitalized borrowing cost.
| Period | Value | Unit | Days |
|---|---|---|---|
| 2020-01-01 to 2020-03-31 | 260,000 | USD | 91 |
| 2019-10-01 to 2020-03-31 | 447,000 | USD | 183 |
| 2019-01-01 to 2019-03-31 | 299,000 | USD | 90 |
| 2018-10-01 to 2019-03-31 | 609,000 | USD | 182 |
Current liabilities
Obligations classified as current under the operating-cycle or one-year boundary. The balance includes more than short-term borrowing.
| Period | Value | Unit | Days |
|---|---|---|---|
| At 2020-03-31 | 4,252,000 | USD | |
| At 2019-09-30 | 11,363,000 | USD |
Net current accounts receivable
Current customer receivables after the allowance for credit loss. The balance is not cash collected or a guarantee of collection.
| Period | Value | Unit | Days |
|---|---|---|---|
| At 2020-03-31 | 2,450,000 | USD | |
| At 2019-09-30 | 3,291,000 | USD |
Common-stock repurchase payments
Cash paid to reacquire common stock during the period. This is not an authorization limit or a direct measure of the net change in share count.
| Period | Value | Unit | Days |
|---|---|---|---|
| 2019-10-01 to 2020-03-31 | 2,713,000 | USD | 183 |
Operating expenses
Recurring operating costs under this accounting concept, generally excluding production costs included in cost of sales. Check filing presentation before combining expense subtotals.
| Period | Value | Unit | Days |
|---|---|---|---|
| 2020-01-01 to 2020-03-31 | 5,886,000 | USD | 91 |
| 2019-10-01 to 2020-03-31 | 12,399,000 | USD | 183 |
| 2019-01-01 to 2019-03-31 | 6,498,000 | USD | 90 |
| 2018-10-01 to 2019-03-31 | 13,537,000 | USD | 182 |
Common shares outstanding
Common shares outstanding at the reporting date. This point-in-time count differs from the weighted-average shares used for earnings per share and can exclude other share classes.
| Period | Value | Unit | Days |
|---|---|---|---|
| At 2020-03-31 | 7,261,323 | shares | |
| At 2019-09-30 | 7,527,040 | shares |
Operating lease right-of-use asset
Carrying amount of the right to use leased assets under operating leases. It reflects discounted remaining payments, not the value of the underlying property.
| Period | Value | Unit | Days |
|---|---|---|---|
| At 2020-03-31 | 463,000 | USD |
Operating lease liability
Present value of remaining operating lease payments. Discount-rate choices and lease terms affect the amount; it is not the sum of undiscounted future rent.
| Period | Value | Unit | Days |
|---|---|---|---|
| At 2020-03-31 | 552,000 | USD |
Accumulated depreciation on property, plant and equipment
Cumulative depreciation, depletion and amortization recorded against property, plant and equipment. It measures cost allocation to date, not physical wear or market value.
| Period | Value | Unit | Days |
|---|---|---|---|
| At 2020-03-31 | 1,493,000 | USD | |
| At 2019-09-30 | 1,379,000 | USD |
Other noncurrent assets
Noncurrent assets the filer does not present separately. The composition differs by filer and is described only in the filing.
| Period | Value | Unit | Days |
|---|---|---|---|
| At 2020-03-31 | 192,000 | USD | |
| At 2019-09-30 | 192,000 | USD |
Pre-tax income or loss from continuing operations
Income or loss from continuing operations before income taxes and noncontrolling interests. It excludes discontinued operations and is not net income.
| Period | Value | Unit | Days |
|---|---|---|---|
| 2020-01-01 to 2020-03-31 | 2,765,000 | USD | 91 |
| 2019-10-01 to 2020-03-31 | 6,365,000 | USD | 183 |
| 2019-01-01 to 2019-03-31 | 3,743,000 | USD | 90 |
| 2018-10-01 to 2019-03-31 | 8,116,000 | USD | 182 |
Profit or loss including noncontrolling interests
Net income or loss including the portion attributable to noncontrolling interests. It can differ from the net income attributable to the parent that per-share figures use.
| Period | Value | Unit | Days |
|---|---|---|---|
| 2019-10-01 to 2020-03-31 | 4,598,000 | USD | 183 |
| 2018-10-01 to 2019-03-31 | 5,967,000 | USD | 182 |
General and administrative expense
General and administrative costs reported under this concept, separate from selling expense. Filers group overhead differently, so compare presentation before comparing companies.
| Period | Value | Unit | Days |
|---|---|---|---|
| 2020-01-01 to 2020-03-31 | 1,288,000 | USD | 91 |
| 2019-10-01 to 2020-03-31 | 2,780,000 | USD | 183 |
| 2019-01-01 to 2019-03-31 | 1,335,000 | USD | 90 |
| 2018-10-01 to 2019-03-31 | 2,852,000 | USD | 182 |
Depreciation expense
Depreciation recognized for the period under this concept. It is a noncash allocation of asset cost and may exclude amortization and depletion reported elsewhere.
| Period | Value | Unit | Days |
|---|---|---|---|
| 2020-01-01 to 2020-03-31 | 61,000 | USD | 91 |
| 2019-10-01 to 2020-03-31 | 114,000 | USD | 183 |
| 2019-01-01 to 2019-03-31 | 54,000 | USD | 90 |
| 2018-10-01 to 2019-03-31 | 109,000 | USD | 182 |
Interest paid, net
Cash interest paid during the period, net of amounts capitalized where the filer reports it that way. It differs from interest expense recognized.
| Period | Value | Unit | Days |
|---|---|---|---|
| 2019-10-01 to 2020-03-31 | 381,000 | USD | 183 |
| 2018-10-01 to 2019-03-31 | 527,000 | USD | 182 |
Income taxes paid, net
Cash income taxes paid net of refunds during the period. It differs from income tax expense and can reflect prior years and estimated payments.
| Period | Value | Unit | Days |
|---|---|---|---|
| 2019-10-01 to 2020-03-31 | 798,000 | USD | 183 |
| 2018-10-01 to 2019-03-31 | 1,660,000 | USD | 182 |
Operating lease payments
Cash paid for operating lease liabilities during the period. It differs from lease expense recognized and excludes variable payments in some presentations.
| Period | Value | Unit | Days |
|---|---|---|---|
| 2019-10-01 to 2020-03-31 | 218,275 | USD | 183 |
Inspect the source
- Entity
- HENNESSY ADVISORS, INC. / CIK 0001145255
- Captured
- 2026-09-20T07:42:27.646Z
- SEC response SHA-256
258c92cd3d558f577b9585df9cfa8301d2b716194bdfa42ff6d92a906c17ec2c
Current SEC company facts · Download the original response snapshot (gzip) · Download the selected JSON
Every published concept a filing tagged, with the periods it covered, as reported in that filing at capture time. Forms 10-K, 10-K/A, 10-Q, 10-Q/A, 20-F, 20-F/A, 40-F, 40-F/A. A filing page needs at least 8 published concepts. Later filings can restate these values; the company history pages show the latest-filed value per period.
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import json
from urllib.request import urlopen
with urlopen("https://canlicapital.com/company-data/0001145255.json") as response:
record = json.load(response)
print(record["fetched_at"])
print(record["policy"])
for concept in record["concepts"]:
print(concept["tag"], next(iter(concept["observations"])))