NewStar Financial, Inc.: 10-Q filed 2017-11-03
What NewStar Financial, Inc. reported in its quarterly report filed 2017-11-03 (fiscal Q3 2017): 26 published measures, 80 facts as tagged in accession 0001564590-17-021367.
This filing
- Form
- 10-Q (quarterly report)
- Filed
- 2017-11-03
- Fiscal period
- fiscal Q3 2017
- Accession
- 0001564590-17-021367 on SEC EDGAR
Values are as tagged in this filing. A later filing can restate them; each measure links to its history page, which shows the latest-filed value per period. All NewStar Financial, Inc. filings.
Reported measures
Total assets
Resources recognized on the balance sheet. Book assets are not the market value of the business.
| Period | Value | Unit | Days |
|---|---|---|---|
| At 2017-09-30 | 4,002,634,000 | USD | |
| At 2016-12-31 | 4,040,592,000 | USD |
Total liabilities
Recognized obligations at the reporting date. The definition and scope differ from interest-bearing debt.
| Period | Value | Unit | Days |
|---|---|---|---|
| At 2017-09-30 | 3,356,882,000 | USD | |
| At 2016-12-31 | 3,393,170,000 | USD |
Stockholders equity
The reported residual interest after liabilities. It is an accounting amount, not market capitalization.
| Period | Value | Unit | Days |
|---|---|---|---|
| At 2017-09-30 | 645,752,000 | USD | |
| At 2016-12-31 | 647,422,000 | USD | |
| At 2016-09-30 | 671,730,000 | USD | |
| At 2015-12-31 | 659,478,000 | USD |
Cash and cash equivalents
Cash and qualifying short-term liquid investments under the filer’s accounting policy. Restricted cash and longer-term investments may be reported separately.
| Period | Value | Unit | Days |
|---|---|---|---|
| At 2017-09-30 | 62,538,000 | USD | |
| At 2016-12-31 | 154,480,000 | USD | |
| At 2016-09-30 | 36,266,000 | USD | |
| At 2015-12-31 | 35,933,000 | USD |
Net income or loss
Reported profit or loss for the period. Check the filing for attribution, exceptional items and discontinued operations before comparing companies.
| Period | Value | Unit | Days |
|---|---|---|---|
| 2017-07-01 to 2017-09-30 | 4,585,000 | USD | 92 |
| 2017-01-01 to 2017-09-30 | 10,119,000 | USD | 273 |
| 2016-07-01 to 2016-09-30 | 8,644,000 | USD | 92 |
| 2016-01-01 to 2016-09-30 | 17,894,000 | USD | 274 |
Capital expenditure payments
Cash payments to acquire property, plant and equipment. This taxonomy concept does not capture every form of investment or acquisition.
| Period | Value | Unit | Days |
|---|---|---|---|
| 2017-01-01 to 2017-09-30 | 20,000 | USD | 273 |
| 2016-01-01 to 2016-09-30 | 9,000 | USD | 274 |
Retained earnings or deficit
Accumulated undistributed earnings or deficit at the reporting date. This balance is not cash available for distribution.
| Period | Value | Unit | Days |
|---|---|---|---|
| At 2017-09-30 | 67,173,000 | USD | |
| At 2016-12-31 | 59,577,000 | USD |
Basic weighted-average shares
Time-weighted shares used for basic earnings per share. This denominator differs from shares outstanding at a single reporting date.
| Period | Value | Unit | Days |
|---|---|---|---|
| 2017-07-01 to 2017-09-30 | 40,786,000 | shares | 92 |
| 2017-01-01 to 2017-09-30 | 41,269,000 | shares | 273 |
| 2016-07-01 to 2016-09-30 | 45,812,000 | shares | 92 |
| 2016-01-01 to 2016-09-30 | 46,216,000 | shares | 274 |
Diluted weighted-average shares
Weighted-average shares used for diluted earnings per share. Potential shares are included under the applicable dilution rules, not simply added to outstanding shares.
| Period | Value | Unit | Days |
|---|---|---|---|
| 2017-07-01 to 2017-09-30 | 40,807,000 | shares | 92 |
| 2017-01-01 to 2017-09-30 | 41,289,000 | shares | 273 |
| 2016-07-01 to 2016-09-30 | 45,812,000 | shares | 92 |
| 2016-01-01 to 2016-09-30 | 46,216,000 | shares | 274 |
Basic earnings per share
Reported earnings or loss per basic common share or unit. Inspect attribution, share classes and restatements before comparing periods. This is not a market return.
| Period | Value | Unit | Days |
|---|---|---|---|
| 2017-07-01 to 2017-09-30 | 0.11 | USD/shares | 92 |
| 2017-01-01 to 2017-09-30 | 0.24 | USD/shares | 273 |
| 2016-07-01 to 2016-09-30 | 0.19 | USD/shares | 92 |
| 2016-01-01 to 2016-09-30 | 0.38 | USD/shares | 274 |
Diluted earnings per share
Reported earnings or loss per share under dilution rules. Antidilutive instruments may be excluded. A diluted value can equal the basic value without implying no potential dilution.
| Period | Value | Unit | Days |
|---|---|---|---|
| 2017-07-01 to 2017-09-30 | 0.11 | USD/shares | 92 |
| 2017-01-01 to 2017-09-30 | 0.24 | USD/shares | 273 |
| 2016-07-01 to 2016-09-30 | 0.19 | USD/shares | 92 |
| 2016-01-01 to 2016-09-30 | 0.38 | USD/shares | 274 |
Income tax expense or benefit
Current and deferred income tax expense or benefit for continuing operations. This accounting expense differs from cash taxes paid.
| Period | Value | Unit | Days |
|---|---|---|---|
| 2017-07-01 to 2017-09-30 | 3,151,000 | USD | 92 |
| 2017-01-01 to 2017-09-30 | 7,160,000 | USD | 273 |
| 2016-07-01 to 2016-09-30 | 5,941,000 | USD | 92 |
| 2016-01-01 to 2016-09-30 | 12,383,000 | USD | 274 |
Net property, plant and equipment
Carrying amount of property, plant and equipment after accumulated depreciation, depletion and amortization. It is not replacement cost or market value.
| Period | Value | Unit | Days |
|---|---|---|---|
| At 2017-09-30 | 212,000 | USD | |
| At 2016-12-31 | 274,000 | USD |
Share-based compensation expense
Reported noncash expense for share-based payment arrangements. Noncash treatment does not mean the awards have no economic cost to shareholders.
| Period | Value | Unit | Days |
|---|---|---|---|
| 2017-01-01 to 2017-09-30 | 2,601,000 | USD | 273 |
| 2016-01-01 to 2016-09-30 | 2,822,000 | USD | 274 |
Interest expense
Borrowing costs recognized as interest expense. This is distinct from cash interest paid and may not include every capitalized borrowing cost.
| Period | Value | Unit | Days |
|---|---|---|---|
| 2017-07-01 to 2017-09-30 | 43,145,000 | USD | 92 |
| 2017-01-01 to 2017-09-30 | 126,144,000 | USD | 273 |
| 2016-07-01 to 2016-09-30 | 39,897,000 | USD | 92 |
| 2016-01-01 to 2016-09-30 | 117,816,000 | USD | 274 |
Goodwill carrying amount
Recognized goodwill remaining after accumulated impairment. It arises from business combinations and does not measure the current value of the company’s brand.
| Period | Value | Unit | Days |
|---|---|---|---|
| At 2017-09-30 | 17,884,000 | USD | |
| At 2016-12-31 | 17,884,000 | USD |
Net finite-lived intangible assets
Finite-lived intangible assets after amortization. This excludes goodwill and should not be combined with indefinite-lived intangible assets without checking scope.
| Period | Value | Unit | Days |
|---|---|---|---|
| At 2017-09-30 | 5,318,000 | USD | |
| At 2016-12-31 | 572,000 | USD |
Common-stock repurchase payments
Cash paid to reacquire common stock during the period. This is not an authorization limit or a direct measure of the net change in share count.
| Period | Value | Unit | Days |
|---|---|---|---|
| 2017-01-01 to 2017-09-30 | 18,568,000 | USD | 273 |
| 2016-01-01 to 2016-09-30 | 9,307,000 | USD | 274 |
Operating expenses
Recurring operating costs under this accounting concept, generally excluding production costs included in cost of sales. Check filing presentation before combining expense subtotals.
| Period | Value | Unit | Days |
|---|---|---|---|
| 2017-07-01 to 2017-09-30 | 11,900,000 | USD | 92 |
| 2017-01-01 to 2017-09-30 | 33,836,000 | USD | 273 |
| 2016-07-01 to 2016-09-30 | 18,069,000 | USD | 92 |
| 2016-01-01 to 2016-09-30 | 47,977,000 | USD | 274 |
Common shares outstanding
Common shares outstanding at the reporting date. This point-in-time count differs from the weighted-average shares used for earnings per share and can exclude other share classes.
| Period | Value | Unit | Days |
|---|---|---|---|
| At 2017-09-30 | 41,480,754 | shares | |
| At 2016-12-31 | 42,820,198 | shares |
Accumulated other comprehensive income or loss
Cumulative other comprehensive items after tax, such as translation and unrealized hedging or securities effects. These amounts have not passed through net income.
| Period | Value | Unit | Days |
|---|---|---|---|
| At 2017-09-30 | 2,014,000 | USD | |
| At 2016-12-31 | -3,646,000 | USD |
Pre-tax income or loss from continuing operations
Income or loss from continuing operations before income taxes and noncontrolling interests. It excludes discontinued operations and is not net income.
| Period | Value | Unit | Days |
|---|---|---|---|
| 2017-07-01 to 2017-09-30 | 7,736,000 | USD | 92 |
| 2017-01-01 to 2017-09-30 | 17,279,000 | USD | 273 |
| 2016-07-01 to 2016-09-30 | 14,585,000 | USD | 92 |
| 2016-01-01 to 2016-09-30 | 30,277,000 | USD | 274 |
Comprehensive income or loss
Net income plus other comprehensive income after tax. It includes unrealized items that net income excludes and is not a cash measure.
| Period | Value | Unit | Days |
|---|---|---|---|
| 2017-07-01 to 2017-09-30 | 5,469,000 | USD | 92 |
| 2017-01-01 to 2017-09-30 | 15,779,000 | USD | 273 |
| 2016-07-01 to 2016-09-30 | 11,680,000 | USD | 92 |
| 2016-01-01 to 2016-09-30 | 19,084,000 | USD | 274 |
General and administrative expense
General and administrative costs reported under this concept, separate from selling expense. Filers group overhead differently, so compare presentation before comparing companies.
| Period | Value | Unit | Days |
|---|---|---|---|
| 2017-07-01 to 2017-09-30 | 4,420,000 | USD | 92 |
| 2017-01-01 to 2017-09-30 | 12,172,000 | USD | 273 |
| 2016-07-01 to 2016-09-30 | 4,894,000 | USD | 92 |
| 2016-01-01 to 2016-09-30 | 15,337,000 | USD | 274 |
Other nonoperating income or expense
Other income or expense outside operations under this concept. The composition is filer-specific and can include one-time items.
| Period | Value | Unit | Days |
|---|---|---|---|
| 2017-07-01 to 2017-09-30 | 1,984,000 | USD | 92 |
| 2017-01-01 to 2017-09-30 | 5,330,000 | USD | 273 |
| 2016-07-01 to 2016-09-30 | 794,000 | USD | 92 |
| 2016-01-01 to 2016-09-30 | 3,490,000 | USD | 274 |
Income taxes paid, net
Cash income taxes paid net of refunds during the period. It differs from income tax expense and can reflect prior years and estimated payments.
| Period | Value | Unit | Days |
|---|---|---|---|
| 2017-01-01 to 2017-09-30 | 21,478,000 | USD | 273 |
| 2016-01-01 to 2016-09-30 | 5,201,000 | USD | 274 |
Inspect the source
- Entity
- NewStar Financial, Inc. / CIK 0001373561
- Captured
- SEC response SHA-256
b07d3d2a3fb10028cf331291a45edaaa5080eb133e26c43b2449371a3b0fe38f
Current SEC company facts · Download the original response snapshot (gzip) · Download the selected JSON
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import json
from urllib.request import urlopen
with urlopen("https://canlicapital.com/company-data/0001373561.json") as response:
record = json.load(response)
print(record["fetched_at"])
print(record["policy"])
for concept in record["concepts"]:
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