Skip to content

GAIN Capital Holdings, Inc.: filings

Every GAIN Capital Holdings, Inc. annual and quarterly report in the SEC record with the published financial measures it tagged, 41 filings, each linked to its SEC index.

Filing record ends 2020-05-13

The latest filing in this captured record is a 10-Q filed 2020-05-13. No later filing is in the SEC companyfacts record captured on 2026-09-22. GAIN Capital Holdings, Inc. may have stopped filing, merged, or changed its reporting entity; nothing on this page describes its current status. Values are as reported at the time.

Filings with published measures

Each page shows what one filing reported, as tagged in that filing, with the periods it covered. Later filings can restate a value; the company overview shows the latest-filed value per period.

FormFiledFiscal periodMeasuresFactsSEC accession
10-Q2020-05-13fiscal Q1 202036750001444363-20-000042
10-K2020-03-16fiscal FY 201941820001444363-20-000017
10-Q2019-11-08fiscal Q3 2019391100001444363-19-000113
10-Q2019-08-08fiscal Q2 2019391100001444363-19-000096
10-Q2019-05-10fiscal Q1 201937760001444363-19-000068
10-K2019-03-11fiscal FY 2018381290001444363-19-000018
10-Q2018-11-06fiscal Q3 201835970001444363-18-000158
10-Q2018-08-09fiscal Q2 2018361030001444363-18-000137
10-Q2018-05-09fiscal Q1 201836770001444363-18-000059
10-K2018-03-14fiscal FY 2017371310001444363-18-000024
10-Q2017-11-08fiscal Q3 2017351000001444363-17-000119
10-Q2017-08-08fiscal Q2 2017351000001444363-17-000088
10-Q2017-05-10fiscal Q1 201735740001444363-17-000060
10-K2017-03-15fiscal FY 2016361300001444363-17-000016
10-Q2016-11-08fiscal Q3 201635980001444363-16-000287
10-Q2016-08-09fiscal Q2 201635980001444363-16-000271
10-Q2016-05-09fiscal Q1 201635720001444363-16-000233
10-Q/A2016-05-03fiscal Q3 201533900001444363-16-000225
10-Q/A2016-05-03fiscal Q2 201533900001444363-16-000224
10-Q/A2016-05-03fiscal Q1 201532660001444363-16-000223
10-K/A2016-05-02fiscal FY 2015371390001444363-16-000218
10-K2016-03-17fiscal FY 2015371310001444363-16-000191
10-Q2015-11-09fiscal Q3 201533900001444363-15-000153
10-Q2015-08-10fiscal Q2 201533900001444363-15-000127
10-Q2015-05-11fiscal Q1 201532660001444363-15-000087
10-K2015-03-16fiscal FY 2014361260001444363-15-000054
10-Q2014-11-10fiscal Q3 201433890001444363-14-000137
10-Q2014-08-11fiscal Q2 201433890001444363-14-000119
10-Q/A2014-08-11fiscal Q1 201432650001444363-14-000114
10-Q2014-05-12fiscal Q1 201432650001444363-14-000085
10-K2014-03-17fiscal FY 2013331140001444363-14-000048
10-Q2013-11-12fiscal Q3 201330770001444363-13-000065
10-Q2013-08-08fiscal Q2 201329760001444363-13-000030
10-Q2013-05-10fiscal Q1 201329590001193125-13-214360
10-K2013-03-18fiscal FY 2012331150001193125-13-112866
10-Q2012-11-09fiscal Q3 201230780001193125-12-463523
10-Q/A2012-08-14fiscal Q2 201230760001193125-12-355987
10-Q2012-05-10fiscal Q1 201226530001193125-12-225808
10-K2012-03-15fiscal FY 201129780001193125-12-117644
10-Q2011-11-10fiscal Q3 201128770001193125-11-306857
10-Q2011-08-05fiscal Q2 201128770001193125-11-212607

Inspect the source

Entity
GAIN Capital Holdings, Inc. / CIK 0001444363
Captured
SEC response SHA-256
96e3d43e41d784b52d66267869e11c09e3a17c4a5bcd9dd89b4ec49f24e92790

Current SEC company facts · Download the original response snapshot (gzip) · Download the selected JSON

Every published concept a filing tagged, with the periods it covered, as reported in that filing at capture time. Forms 10-K, 10-K/A, 10-Q, 10-Q/A, 20-F, 20-F/A, 40-F, 40-F/A. A filing page needs at least 8 published concepts. Later filings can restate these values; the company history pages show the latest-filed value per period.

Public company accounting reference, not market prices, returns, an investment recommendation, or ALPHAC performance. Validate a separately constructed return series with the validation API; accounting values are not returns.

Use this in research

A financial period ends before its results become public. Use the filing date as a minimum availability boundary, inspect amendments, and retain the original filing vintage when testing historical signals. This latest-filed selection can contain information unavailable at the time.

These pages do not supply prices, total-return histories, corporate-action adjustments or a tradable universe. Build those inputs separately before evaluating a strategy. A profitable backtest can still reflect selection bias or costs that were left out.

Research methodology · Execution and cost assumptions · Check backtest overfitting

Build with the open-source tools

Use these accounting records as inspectable inputs. When you have constructed a return series, the validation tools can help test its statistical evidence and preserve the result with its limitations.

Read the published dataset with Python
import json
from urllib.request import urlopen

with urlopen("https://canlicapital.com/company-data/0001444363.json") as response:
    record = json.load(response)
print(record["fetched_at"])
print(record["policy"])
for concept in record["concepts"]:
    print(concept["tag"], next(iter(concept["observations"])))