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Global Brokerage, Inc.: filings

Every Global Brokerage, Inc. annual and quarterly report in the SEC record with the published financial measures it tagged, 27 filings, each linked to its SEC index.

Filing record ends 2017-11-14

The latest filing in this captured record is a 10-Q filed 2017-11-14. No later filing is in the SEC companyfacts record captured on 2026-09-22. Global Brokerage, Inc. may have stopped filing, merged, or changed its reporting entity; nothing on this page describes its current status. Values are as reported at the time.

Filings with published measures

Each page shows what one filing reported, as tagged in that filing, with the periods it covered. Later filings can restate a value; the company overview shows the latest-filed value per period.

FormFiledFiscal periodMeasuresFactsSEC accession
10-Q2017-11-14fiscal Q3 201737980001499912-17-000013
10-Q2017-08-09fiscal Q2 201737960001499912-17-000010
10-Q2017-05-15fiscal Q1 201736720001499912-17-000007
10-K2017-03-20fiscal FY 201642860001499912-17-000004
10-Q/A2016-11-18fiscal Q3 201636940001499912-16-000029
10-Q2016-11-08fiscal Q3 201636940001499912-16-000026
10-Q2016-08-05fiscal Q2 201636940001499912-16-000023
10-Q2016-05-06fiscal Q1 201636720001499912-16-000018
10-K2016-03-11fiscal FY 2015441130001499912-16-000015
10-Q2015-11-06fiscal Q3 2015401070001499912-15-000012
10-Q2015-08-07fiscal Q2 201536940001499912-15-000009
10-Q2015-05-11fiscal Q1 201535700001499912-15-000006
10-K2015-03-16fiscal FY 2014451200001499912-15-000004
10-Q2014-11-07fiscal Q3 2014371040001499912-14-000005
10-Q2014-08-08fiscal Q2 2014381080001445305-14-003537
10-Q2014-05-12fiscal Q1 201436740001445305-14-002083
10-K2014-03-17fiscal FY 2013441170001445305-14-001063
10-Q2013-11-12fiscal Q3 2013371020001445305-13-002904
10-Q2013-08-08fiscal Q2 2013361000001144204-13-044079
10-Q2013-05-10fiscal Q1 201336740001144204-13-027831
10-K2013-03-18fiscal FY 2012421190001144204-13-015532
10-Q/A2012-11-13fiscal Q3 2012391080001144204-12-061573
10-Q/A2012-09-10fiscal Q2 2012391080001144204-12-050365
10-Q2012-05-10fiscal Q1 201235710001144204-12-027512
10-K2012-03-15fiscal FY 201135890001144204-12-015385
10-Q2011-11-14fiscal Q3 201135840001144204-11-064049
10-Q2011-08-15fiscal Q2 201135840001144204-11-046906

Inspect the source

Entity
Global Brokerage, Inc. / CIK 0001499912
Captured
SEC response SHA-256
1beda9d0c0e13a58b87b03e7b7e8182169d2cf676af9f0969ebce8de236f6c3a

Current SEC company facts · Download the original response snapshot (gzip) · Download the selected JSON

Every published concept a filing tagged, with the periods it covered, as reported in that filing at capture time. Forms 10-K, 10-K/A, 10-Q, 10-Q/A, 20-F, 20-F/A, 40-F, 40-F/A. A filing page needs at least 8 published concepts. Later filings can restate these values; the company history pages show the latest-filed value per period.

Public company accounting reference, not market prices, returns, an investment recommendation, or ALPHAC performance. Validate a separately constructed return series with the validation API; accounting values are not returns.

Use this in research

A financial period ends before its results become public. Use the filing date as a minimum availability boundary, inspect amendments, and retain the original filing vintage when testing historical signals. This latest-filed selection can contain information unavailable at the time.

These pages do not supply prices, total-return histories, corporate-action adjustments or a tradable universe. Build those inputs separately before evaluating a strategy. A profitable backtest can still reflect selection bias or costs that were left out.

Research methodology · Execution and cost assumptions · Check backtest overfitting

Build with the open-source tools

Use these accounting records as inspectable inputs. When you have constructed a return series, the validation tools can help test its statistical evidence and preserve the result with its limitations.

Read the published dataset with Python
import json
from urllib.request import urlopen

with urlopen("https://canlicapital.com/company-data/0001499912.json") as response:
    record = json.load(response)
print(record["fetched_at"])
print(record["policy"])
for concept in record["concepts"]:
    print(concept["tag"], next(iter(concept["observations"])))