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Prospect Floating Rate and Alternative Income Fund, Inc.: 10-K filed 2023-09-27

What Prospect Floating Rate and Alternative Income Fund, Inc. reported in its annual report filed 2023-09-27 (fiscal Q3 2023): 20 published measures, 66 facts as tagged in accession 0001521945-23-000053.

This filing

Form
10-K (annual report)
Filed
2023-09-27
Fiscal period
fiscal Q3 2023
Accession
0001521945-23-000053 on SEC EDGAR

Values are as tagged in this filing. A later filing can restate them; each measure links to its history page, which shows the latest-filed value per period. All Prospect Floating Rate and Alternative Income Fund, Inc. filings.

Reported measures

Total assets

Resources recognized on the balance sheet. Book assets are not the market value of the business.

PeriodValueUnitDays
At 2023-06-3029,639,526USD
At 2022-06-3038,156,746USD

Total liabilities

Recognized obligations at the reporting date. The definition and scope differ from interest-bearing debt.

PeriodValueUnitDays
At 2023-06-3014,945,664USD
At 2022-06-3021,455,771USD

Stockholders equity

The reported residual interest after liabilities. It is an accounting amount, not market capitalization.

PeriodValueUnitDays
At 2023-06-3014,693,862USD
At 2022-06-3016,700,975USD
At 2021-06-3019,947,807USD
At 2020-06-3019,558,400USD
At 2019-06-3023,410,715USD

Cash and cash equivalents

Cash and qualifying short-term liquid investments under the filer’s accounting policy. Restricted cash and longer-term investments may be reported separately.

PeriodValueUnitDays
At 2023-06-305,730,723USD
At 2022-06-301,467,568USD
At 2021-06-303,139,929USD
At 2020-06-303,602,662USD

Net income or loss

Reported profit or loss for the period. Check the filing for attribution, exceptional items and discontinued operations before comparing companies.

PeriodValueUnitDays
2022-07-01 to 2023-06-30-1,085,293USD365
2022-01-01 to 2022-12-31-3,303,225USD365
2021-07-01 to 2022-06-30-1,759,596USD365
2021-01-01 to 2021-12-31483,361USD365
2020-07-01 to 2021-06-301,750,585USD365

Operating cash flow

Cash generated or used by operating activities. Working-capital timing can make this differ substantially from reported income.

PeriodValueUnitDays
2022-07-01 to 2023-06-3017,149,447USD365
2021-07-01 to 2022-06-30338,085USD365
2020-07-01 to 2021-06-30885,846USD365

Financing cash flow

Net cash from financing activities, including borrowing, repayments and transactions with owners. A positive amount does not establish operating profitability.

PeriodValueUnitDays
2022-07-01 to 2023-06-30-12,824,459USD365
2021-07-01 to 2022-06-30-2,010,446USD365
2020-07-01 to 2021-06-30-1,348,579USD365

Retained earnings or deficit

Accumulated undistributed earnings or deficit at the reporting date. This balance is not cash available for distribution.

PeriodValueUnitDays
At 2023-06-30-10,233,154USD
At 2022-06-30-8,489,742USD
At 2021-06-30-5,405,311USD

Basic weighted-average shares

Time-weighted shares used for basic earnings per share. This denominator differs from shares outstanding at a single reporting date.

PeriodValueUnitDays
2022-07-01 to 2023-06-302,383,649shares365
2021-07-01 to 2022-06-302,380,229shares365
2020-07-01 to 2021-06-302,377,461shares365
2019-07-01 to 2020-06-302,366,005shares366
2018-07-01 to 2019-06-301,297,582shares365

Diluted weighted-average shares

Weighted-average shares used for diluted earnings per share. Potential shares are included under the applicable dilution rules, not simply added to outstanding shares.

PeriodValueUnitDays
2022-07-01 to 2023-06-302,383,649shares365
2021-07-01 to 2022-06-302,380,229shares365
2020-07-01 to 2021-06-302,377,461shares365
2019-07-01 to 2020-06-302,366,005shares366
2018-07-01 to 2019-06-301,297,582shares365

Basic earnings per share

Reported earnings or loss per basic common share or unit. Inspect attribution, share classes and restatements before comparing periods. This is not a market return.

PeriodValueUnitDays
2022-07-01 to 2023-06-30-0.45USD/shares365
2021-07-01 to 2022-06-30-0.74USD/shares365
2020-07-01 to 2021-06-300.74USD/shares365

Diluted earnings per share

Reported earnings or loss per share under dilution rules. Antidilutive instruments may be excluded. A diluted value can equal the basic value without implying no potential dilution.

PeriodValueUnitDays
2022-07-01 to 2023-06-30-0.45USD/shares365
2021-07-01 to 2022-06-30-0.74USD/shares365
2020-07-01 to 2021-06-300.74USD/shares365

Common-stock repurchase payments

Cash paid to reacquire common stock during the period. This is not an authorization limit or a direct measure of the net change in share count.

PeriodValueUnitDays
2022-07-01 to 2023-06-30308,337USD365
2021-07-01 to 2022-06-30774,034USD365
2020-07-01 to 2021-06-30859,883USD365

Common shares outstanding

Common shares outstanding at the reporting date. This point-in-time count differs from the weighted-average shares used for earnings per share and can exclude other share classes.

PeriodValueUnitDays
At 2023-06-302,409,452shares
At 2022-06-302,375,890shares

Cash including restricted cash

Cash, cash equivalents and restricted cash as reported in the cash flow reconciliation. Restricted amounts are not freely available, so this is not the same as unrestricted cash.

PeriodValueUnitDays
At 2023-06-305,792,556USD
At 2022-06-301,467,568USD
At 2021-06-303,139,929USD
At 2020-06-303,602,662USD

Additional paid-in capital

Capital contributed above par value under this concept. It records historical contributions, not the current value of the equity or cash on hand.

PeriodValueUnitDays
At 2023-06-3024,924,606USD
At 2022-06-3025,188,341USD

Net income available to common stockholders

Net income after preferred dividends and similar adjustments, the numerator for basic earnings per share. It can be lower than reported net income.

PeriodValueUnitDays
2022-07-01 to 2023-06-30-1,085,293USD365
2021-07-01 to 2022-06-30-1,759,596USD365
2020-07-01 to 2021-06-301,750,585USD365

General and administrative expense

General and administrative costs reported under this concept, separate from selling expense. Filers group overhead differently, so compare presentation before comparing companies.

PeriodValueUnitDays
2022-07-01 to 2023-06-3065,942USD365
2021-07-01 to 2022-06-3061,909USD365
2020-07-01 to 2021-06-30148,966USD365

Interest paid, net

Cash interest paid during the period, net of amounts capitalized where the filer reports it that way. It differs from interest expense recognized.

PeriodValueUnitDays
2022-07-01 to 2023-06-301,061,071USD365
2021-07-01 to 2022-06-30546,976USD365
2020-07-01 to 2021-06-30517,570USD365

Proceeds from issuing common stock

Cash received from issuing common stock during the period. It is gross of costs only where the filer reports it so, and it does not include noncash issuances.

PeriodValueUnitDays
2022-07-01 to 2023-06-300USD365
2021-07-01 to 2022-06-300USD365
2020-07-01 to 2021-06-30281,000USD365

Inspect the source

Entity
Prospect Floating Rate and Alternative Income Fund, Inc. / CIK 0001521945
Captured
2026-09-21T17:18:21.459Z
SEC response SHA-256
5c4777fe6503d7cfaa98b7c7197787a75310a2d12dff2e112888c9f1befc7cb5

Current SEC company facts · Download the original response snapshot (gzip) · Download the selected JSON

Every published concept a filing tagged, with the periods it covered, as reported in that filing at capture time. Forms 10-K, 10-K/A, 10-Q, 10-Q/A, 20-F, 20-F/A, 40-F, 40-F/A. A filing page needs at least 8 published concepts. Later filings can restate these values; the company history pages show the latest-filed value per period.

Public company accounting reference, not market prices, returns, an investment recommendation, or ALPHAC performance. Validate a separately constructed return series with the validation API; accounting values are not returns.

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Read the published dataset with Python
import json
from urllib.request import urlopen

with urlopen("https://canlicapital.com/company-data/0001521945.json") as response:
    record = json.load(response)
print(record["fetched_at"])
print(record["policy"])
for concept in record["concepts"]:
    print(concept["tag"], next(iter(concept["observations"])))