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Fifth Street Asset Management Inc.: 10-Q filed 2016-11-21

What Fifth Street Asset Management Inc. reported in its quarterly report filed 2016-11-21 (fiscal Q3 2016): 31 published measures, 122 facts as tagged in accession 0001611988-16-000041.

This filing

Form
10-Q (quarterly report)
Filed
2016-11-21
Fiscal period
fiscal Q3 2016
Accession
0001611988-16-000041 on SEC EDGAR

Values are as tagged in this filing. A later filing can restate them; each measure links to its history page, which shows the latest-filed value per period. All Fifth Street Asset Management Inc. filings.

Reported measures

Total assets

Resources recognized on the balance sheet. Book assets are not the market value of the business.

PeriodValueUnitDays
At 2016-09-30176,181,002USD
At 2015-12-31150,461,653USD

Total liabilities

Recognized obligations at the reporting date. The definition and scope differ from interest-bearing debt.

PeriodValueUnitDays
At 2016-09-30173,765,495USD
At 2015-12-31152,916,944USD

Stockholders equity

The reported residual interest after liabilities. It is an accounting amount, not market capitalization.

PeriodValueUnitDays
At 2016-09-301,810,187USD
At 2015-12-312,937,080USD

Cash and cash equivalents

Cash and qualifying short-term liquid investments under the filer’s accounting policy. Restricted cash and longer-term investments may be reported separately.

PeriodValueUnitDays
At 2016-09-304,137,833USD
At 2016-06-308,616,558USD
At 2016-03-315,409,314USD
At 2015-12-3117,185,204USD
At 2015-09-306,037,923USD
At 2015-06-306,037,923USD
At 2014-12-313,238,008USD

Net income or loss

Reported profit or loss for the period. Check the filing for attribution, exceptional items and discontinued operations before comparing companies.

PeriodValueUnitDays
2016-07-01 to 2016-09-30-237,718USD92
2016-01-01 to 2016-09-30-622,041USD274
2016-04-01 to 2016-06-30847,546USD91
2016-01-01 to 2016-06-30-384,398USD182
2016-01-01 to 2016-03-31-1,231,945USD91
2015-01-01 to 2015-12-312,377,121USD365
2015-07-01 to 2015-09-301,150,572USD92
2015-01-01 to 2015-09-303,554,355USD273

Operating cash flow

Cash generated or used by operating activities. Working-capital timing can make this differ substantially from reported income.

PeriodValueUnitDays
2016-01-01 to 2016-09-305,011,719USD274
2016-01-01 to 2016-06-30-6,115,551USD182
2016-01-01 to 2016-03-31-15,214,199USD91
2015-01-01 to 2015-12-3167,323,403USD365
2015-01-01 to 2015-09-3043,353,227USD273

Capital expenditure payments

Cash payments to acquire property, plant and equipment. This taxonomy concept does not capture every form of investment or acquisition.

PeriodValueUnitDays
2016-01-01 to 2016-09-3015,048USD274
2015-01-01 to 2015-09-30874,060USD273

Revenue

Revenue under this specific accounting concept. A missing value is not zero; filers can use other revenue concepts.

PeriodValueUnitDays
2016-07-01 to 2016-09-3022,457,196USD92
2016-01-01 to 2016-09-3064,656,437USD274
2015-07-01 to 2015-09-3025,489,241USD92
2015-01-01 to 2015-09-3074,846,182USD273

Financing cash flow

Net cash from financing activities, including borrowing, repayments and transactions with owners. A positive amount does not establish operating profitability.

PeriodValueUnitDays
2016-01-01 to 2016-09-3011,233,099USD274
2015-01-01 to 2015-09-30-10,701,850USD273

Investing cash flow

Net cash from investing activities, including asset purchases, disposals and investment transactions. This differs from capital expenditure payments alone.

PeriodValueUnitDays
2016-01-01 to 2016-09-30-29,292,189USD274
2016-01-01 to 2016-06-30-18,949,831USD182
2016-01-01 to 2016-03-31-20,571,837USD91
2015-01-01 to 2015-12-31-53,675,848USD365
2015-01-01 to 2015-09-30-29,851,462USD273

Retained earnings or deficit

Accumulated undistributed earnings or deficit at the reporting date. This balance is not cash available for distribution.

PeriodValueUnitDays
At 2016-09-30-817,027USD
At 2015-12-31-30,905USD

Basic earnings per share

Reported earnings or loss per basic common share or unit. Inspect attribution, share classes and restatements before comparing periods. This is not a market return.

PeriodValueUnitDays
2016-04-01 to 2016-06-300.15USD/shares91
2016-01-01 to 2016-06-30-0.07USD/shares182
2016-01-01 to 2016-03-31-0.21USD/shares91

Diluted earnings per share

Reported earnings or loss per share under dilution rules. Antidilutive instruments may be excluded. A diluted value can equal the basic value without implying no potential dilution.

PeriodValueUnitDays
2016-04-01 to 2016-06-300.07USD/shares91
2016-01-01 to 2016-06-30-0.1USD/shares182
2016-01-01 to 2016-03-31-0.24USD/shares91

Income tax expense or benefit

Current and deferred income tax expense or benefit for continuing operations. This accounting expense differs from cash taxes paid.

PeriodValueUnitDays
2016-07-01 to 2016-09-301,607,590USD92
2016-01-01 to 2016-09-308,459,693USD274
2016-04-01 to 2016-06-307,114,876USD91
2016-01-01 to 2016-06-306,852,103USD182
2016-01-01 to 2016-03-31-262,773USD91
2015-01-01 to 2015-12-315,045,703USD365
2015-07-01 to 2015-09-30982,110USD92
2015-01-01 to 2015-09-303,490,115USD273

Net property, plant and equipment

Carrying amount of property, plant and equipment after accumulated depreciation, depletion and amortization. It is not replacement cost or market value.

PeriodValueUnitDays
At 2016-09-305,570,857USD
At 2015-12-319,893,521USD

Share-based compensation expense

Reported noncash expense for share-based payment arrangements. Noncash treatment does not mean the awards have no economic cost to shareholders.

PeriodValueUnitDays
2016-01-01 to 2016-09-306,216,367USD274
2015-01-01 to 2015-09-304,480,918USD273

Interest expense

Borrowing costs recognized as interest expense. This is distinct from cash interest paid and may not include every capitalized borrowing cost.

PeriodValueUnitDays
2016-07-01 to 2016-09-301,149,549USD92
2016-01-01 to 2016-09-303,344,996USD274
2015-07-01 to 2015-09-30507,647USD92
2015-01-01 to 2015-09-301,337,827USD273

Common-stock repurchase payments

Cash paid to reacquire common stock during the period. This is not an authorization limit or a direct measure of the net change in share count.

PeriodValueUnitDays
2016-01-01 to 2016-09-300USD274
2015-01-01 to 2015-09-301,849,140USD273

Operating expenses

Recurring operating costs under this accounting concept, generally excluding production costs included in cost of sales. Check filing presentation before combining expense subtotals.

PeriodValueUnitDays
2016-07-01 to 2016-09-3017,311,058USD92
2016-01-01 to 2016-09-3055,915,342USD274
2015-07-01 to 2015-09-3014,872,001USD92
2015-01-01 to 2015-09-3040,597,589USD273

Additional paid-in capital

Capital contributed above par value under this concept. It records historical contributions, not the current value of the equity or cash on hand.

PeriodValueUnitDays
At 2016-09-302,132,621USD
At 2015-12-312,661,253USD

Accumulated other comprehensive income or loss

Cumulative other comprehensive items after tax, such as translation and unrealized hedging or securities effects. These amounts have not passed through net income.

PeriodValueUnitDays
At 2015-12-310USD

Total equity including noncontrolling interests

Equity including the portion attributable to noncontrolling interests. It is larger than or equal to parent stockholders equity and is not market capitalization.

PeriodValueUnitDays
At 2016-09-302,415,507USD
At 2015-12-31-2,455,291USD

Gross property, plant and equipment

Cost of property, plant and equipment before accumulated depreciation. Historical cost does not indicate current value or replacement cost.

PeriodValueUnitDays
At 2016-09-3011,711,443USD
At 2015-12-3112,457,222USD

Accumulated depreciation on property, plant and equipment

Cumulative depreciation, depletion and amortization recorded against property, plant and equipment. It measures cost allocation to date, not physical wear or market value.

PeriodValueUnitDays
At 2016-09-306,140,586USD
At 2015-12-312,563,701USD

Pre-tax income or loss from continuing operations

Income or loss from continuing operations before income taxes and noncontrolling interests. It excludes discontinued operations and is not net income.

PeriodValueUnitDays
2016-07-01 to 2016-09-3011,787,409USD92
2016-01-01 to 2016-09-3011,715,949USD274
2016-04-01 to 2016-06-3011,207,047USD91
2016-01-01 to 2016-06-30-71,461USD182
2016-01-01 to 2016-03-31-11,278,508USD91
2015-01-01 to 2015-12-3138,602,556USD365
2015-07-01 to 2015-09-3010,212,265USD92
2015-01-01 to 2015-09-3032,741,228USD273

Profit or loss including noncontrolling interests

Net income or loss including the portion attributable to noncontrolling interests. It can differ from the net income attributable to the parent that per-share figures use.

PeriodValueUnitDays
2016-07-01 to 2016-09-3010,179,819USD92
2016-01-01 to 2016-09-303,256,256USD274
2016-04-01 to 2016-06-304,092,171USD91
2016-01-01 to 2016-06-30-6,923,564USD182
2016-01-01 to 2016-03-31-11,015,735USD91
2015-01-01 to 2015-12-3133,556,853USD365
2015-07-01 to 2015-09-309,230,155USD92
2015-01-01 to 2015-09-3029,251,113USD273

Comprehensive income or loss

Net income plus other comprehensive income after tax. It includes unrealized items that net income excludes and is not a cash measure.

PeriodValueUnitDays
2016-04-01 to 2016-06-30847,546USD91
2016-01-01 to 2016-06-30-384,398USD182
2016-01-01 to 2016-03-31-1,231,945USD91
2015-01-01 to 2015-12-312,377,121USD365
2015-07-01 to 2015-09-301,150,572USD92
2015-01-01 to 2015-09-303,554,355USD273

General and administrative expense

General and administrative costs reported under this concept, separate from selling expense. Filers group overhead differently, so compare presentation before comparing companies.

PeriodValueUnitDays
2016-07-01 to 2016-09-307,424,927USD92
2016-01-01 to 2016-09-3024,806,542USD274
2015-07-01 to 2015-09-304,179,089USD92
2015-01-01 to 2015-09-3010,551,314USD273

Depreciation, depletion and amortization

Combined depreciation, depletion and amortization for the period. A noncash allocation of asset cost, not a measure of maintenance spending.

PeriodValueUnitDays
2016-01-01 to 2016-09-303,713,200USD274
2015-01-01 to 2015-09-301,042,224USD273

Other nonoperating income or expense

Other income or expense outside operations under this concept. The composition is filer-specific and can include one-time items.

PeriodValueUnitDays
2016-07-01 to 2016-09-30-50,000USD92
2016-01-01 to 2016-09-30-620,514USD274
2016-04-01 to 2016-06-3025,175USD91
2016-01-01 to 2016-06-30-544,785USD182
2016-01-01 to 2016-03-31-569,960USD91
2015-01-01 to 2015-12-31122,000USD365
2015-07-01 to 2015-09-300USD92
2015-01-01 to 2015-09-30122,000USD273

Nonoperating income or expense

Total nonoperating income or expense, which can include interest, investment results and other items. A positive value is not operating profit.

PeriodValueUnitDays
2016-07-01 to 2016-09-306,641,271USD92
2016-01-01 to 2016-09-302,974,854USD274
2016-04-01 to 2016-06-3010,171,983USD91
2016-01-01 to 2016-06-30-3,666,417USD182
2016-01-01 to 2016-03-31-13,838,400USD91
2015-01-01 to 2015-12-31-2,946,969USD365
2015-07-01 to 2015-09-30-404,975USD92
2015-01-01 to 2015-09-30-1,507,365USD273

Inspect the source

Entity
Fifth Street Asset Management Inc. / CIK 0001611988
Captured
SEC response SHA-256
aee3bb4467746cc3cf0c9e9050bedbb6d6948b94834ceeb34f4858bfa8bf7cb4

Current SEC company facts · Download the original response snapshot (gzip) · Download the selected JSON

Every published concept a filing tagged, with the periods it covered, as reported in that filing at capture time. Forms 10-K, 10-K/A, 10-Q, 10-Q/A, 20-F, 20-F/A, 40-F, 40-F/A. A filing page needs at least 8 published concepts. Later filings can restate these values; the company history pages show the latest-filed value per period.

Public company accounting reference, not market prices, returns, an investment recommendation, or ALPHAC performance. Validate a separately constructed return series with the validation API; accounting values are not returns.

Use this in research

A financial period ends before its results become public. Use the filing date as a minimum availability boundary, inspect amendments, and retain the original filing vintage when testing historical signals. This latest-filed selection can contain information unavailable at the time.

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Read the published dataset with Python
import json
from urllib.request import urlopen

with urlopen("https://canlicapital.com/company-data/0001611988.json") as response:
    record = json.load(response)
print(record["fetched_at"])
print(record["policy"])
for concept in record["concepts"]:
    print(concept["tag"], next(iter(concept["observations"])))