Associated Capital Group, Inc.: 10-K filed 2017-03-14
What Associated Capital Group, Inc. reported in its annual report filed 2017-03-14 (fiscal FY 2016): 30 published measures, 102 facts as tagged in accession 0001060349-17-000008.
This filing
- Form
- 10-K (annual report)
- Filed
- 2017-03-14
- Fiscal period
- fiscal FY 2016
- Accession
- 0001060349-17-000008 on SEC EDGAR
Values are as tagged in this filing. A later filing can restate them; each measure links to its history page, which shows the latest-filed value per period. All Associated Capital Group, Inc. filings.
Reported measures
Total assets
Resources recognized on the balance sheet. Book assets are not the market value of the business.
| Period | Value | Unit | Days |
|---|---|---|---|
| At 2016-12-31 | 952,603,000 | USD | |
| At 2015-12-31 | 836,748,000 | USD |
Total liabilities
Recognized obligations at the reporting date. The definition and scope differ from interest-bearing debt.
| Period | Value | Unit | Days |
|---|---|---|---|
| At 2016-12-31 | 74,351,000 | USD | |
| At 2015-12-31 | 79,461,000 | USD |
Stockholders equity
The reported residual interest after liabilities. It is an accounting amount, not market capitalization.
| Period | Value | Unit | Days |
|---|---|---|---|
| At 2016-12-31 | 874,022,000 | USD | |
| At 2015-12-31 | 749,196,000 | USD |
Cash and cash equivalents
Cash and qualifying short-term liquid investments under the filer’s accounting policy. Restricted cash and longer-term investments may be reported separately.
| Period | Value | Unit | Days |
|---|---|---|---|
| At 2016-12-31 | 314,093,000 | USD | |
| At 2015-12-31 | 205,750,000 | USD | |
| At 2014-12-31 | 285,530,000 | USD |
Net income or loss
Reported profit or loss for the period. Check the filing for attribution, exceptional items and discontinued operations before comparing companies.
| Period | Value | Unit | Days |
|---|---|---|---|
| 2016-10-01 to 2016-12-31 | 3,647,000 | USD | 92 |
| 2016-01-01 to 2016-12-31 | 10,218,000 | USD | 366 |
| 2016-07-01 to 2016-09-30 | 3,959,000 | USD | 92 |
| 2016-04-01 to 2016-06-30 | 1,019,000 | USD | 91 |
| 2016-01-01 to 2016-03-31 | 1,593,000 | USD | 91 |
| 2015-10-01 to 2015-12-31 | 4,189,000 | USD | 92 |
| 2015-01-01 to 2015-12-31 | -111,000 | USD | 365 |
| 2015-07-01 to 2015-09-30 | -7,540,000 | USD | 92 |
| 2015-04-01 to 2015-06-30 | 855,000 | USD | 91 |
| 2015-01-01 to 2015-03-31 | 2,385,000 | USD | 90 |
Revenue
Revenue under this specific accounting concept. A missing value is not zero; filers can use other revenue concepts.
| Period | Value | Unit | Days |
|---|---|---|---|
| 2016-10-01 to 2016-12-31 | 16,295,000 | USD | 92 |
| 2016-01-01 to 2016-12-31 | 31,227,000 | USD | 366 |
| 2016-07-01 to 2016-09-30 | 5,451,000 | USD | 92 |
| 2016-04-01 to 2016-06-30 | 4,964,000 | USD | 91 |
| 2016-01-01 to 2016-03-31 | 4,517,000 | USD | 91 |
| 2015-10-01 to 2015-12-31 | 8,995,000 | USD | 92 |
| 2015-01-01 to 2015-12-31 | 22,842,000 | USD | 365 |
| 2015-07-01 to 2015-09-30 | 4,690,000 | USD | 92 |
| 2015-04-01 to 2015-06-30 | 4,590,000 | USD | 91 |
| 2015-01-01 to 2015-03-31 | 4,567,000 | USD | 90 |
Retained earnings or deficit
Accumulated undistributed earnings or deficit at the reporting date. This balance is not cash available for distribution.
| Period | Value | Unit | Days |
|---|---|---|---|
| At 2016-12-31 | 7,327,000 | USD | |
| At 2015-12-31 | 2,072,000 | USD |
Basic weighted-average shares
Time-weighted shares used for basic earnings per share. This denominator differs from shares outstanding at a single reporting date.
| Period | Value | Unit | Days |
|---|---|---|---|
| 2016-01-01 to 2016-12-31 | 24,870,000 | shares | 366 |
| 2015-01-01 to 2015-12-31 | 24,887,000 | shares | 365 |
Diluted weighted-average shares
Weighted-average shares used for diluted earnings per share. Potential shares are included under the applicable dilution rules, not simply added to outstanding shares.
| Period | Value | Unit | Days |
|---|---|---|---|
| 2016-01-01 to 2016-12-31 | 25,175,000 | shares | 366 |
| 2015-01-01 to 2015-12-31 | 25,170,000 | shares | 365 |
Basic earnings per share
Reported earnings or loss per basic common share or unit. Inspect attribution, share classes and restatements before comparing periods. This is not a market return.
| Period | Value | Unit | Days |
|---|---|---|---|
| 2016-10-01 to 2016-12-31 | 0.15 | USD/shares | 92 |
| 2016-01-01 to 2016-12-31 | 0.41 | USD/shares | 366 |
| 2016-07-01 to 2016-09-30 | 0.16 | USD/shares | 92 |
| 2016-04-01 to 2016-06-30 | 0.04 | USD/shares | 91 |
| 2016-01-01 to 2016-03-31 | 0.06 | USD/shares | 91 |
| 2015-10-01 to 2015-12-31 | 0.17 | USD/shares | 92 |
| 2015-01-01 to 2015-12-31 | 0 | USD/shares | 365 |
| 2015-07-01 to 2015-09-30 | -0.3 | USD/shares | 92 |
| 2015-04-01 to 2015-06-30 | 0.03 | USD/shares | 91 |
| 2015-01-01 to 2015-03-31 | 0.09 | USD/shares | 90 |
Diluted earnings per share
Reported earnings or loss per share under dilution rules. Antidilutive instruments may be excluded. A diluted value can equal the basic value without implying no potential dilution.
| Period | Value | Unit | Days |
|---|---|---|---|
| 2016-10-01 to 2016-12-31 | 0.15 | USD/shares | 92 |
| 2016-01-01 to 2016-12-31 | 0.41 | USD/shares | 366 |
| 2016-07-01 to 2016-09-30 | 0.16 | USD/shares | 92 |
| 2016-04-01 to 2016-06-30 | 0.04 | USD/shares | 91 |
| 2016-01-01 to 2016-03-31 | 0.06 | USD/shares | 91 |
| 2015-10-01 to 2015-12-31 | 0.17 | USD/shares | 92 |
| 2015-01-01 to 2015-12-31 | 0 | USD/shares | 365 |
| 2015-07-01 to 2015-09-30 | -0.3 | USD/shares | 92 |
| 2015-04-01 to 2015-06-30 | 0.03 | USD/shares | 91 |
| 2015-01-01 to 2015-03-31 | 0.09 | USD/shares | 90 |
Income tax expense or benefit
Current and deferred income tax expense or benefit for continuing operations. This accounting expense differs from cash taxes paid.
| Period | Value | Unit | Days |
|---|---|---|---|
| 2016-01-01 to 2016-12-31 | 3,876,000 | USD | 366 |
| 2015-01-01 to 2015-12-31 | -1,685,000 | USD | 365 |
Net property, plant and equipment
Carrying amount of property, plant and equipment after accumulated depreciation, depletion and amortization. It is not replacement cost or market value.
| Period | Value | Unit | Days |
|---|---|---|---|
| At 2016-12-31 | 55,000 | USD | |
| At 2015-12-31 | 19,000 | USD |
Share-based compensation expense
Reported noncash expense for share-based payment arrangements. Noncash treatment does not mean the awards have no economic cost to shareholders.
| Period | Value | Unit | Days |
|---|---|---|---|
| 2016-01-01 to 2016-12-31 | 2,464,000 | USD | 366 |
| 2015-01-01 to 2015-12-31 | 4,931,000 | USD | 365 |
Operating income or loss
Operating revenue less operating expenses for the reporting period. It excludes items outside the reported operating result and is not free cash flow.
| Period | Value | Unit | Days |
|---|---|---|---|
| 2016-10-01 to 2016-12-31 | 132,000 | USD | 92 |
| 2016-01-01 to 2016-12-31 | -12,232,000 | USD | 366 |
| 2016-07-01 to 2016-09-30 | -4,497,000 | USD | 92 |
| 2016-04-01 to 2016-06-30 | -3,352,000 | USD | 91 |
| 2016-01-01 to 2016-03-31 | -4,515,000 | USD | 91 |
| 2015-10-01 to 2015-12-31 | -5,883,000 | USD | 92 |
| 2015-01-01 to 2015-12-31 | -14,312,000 | USD | 365 |
| 2015-07-01 to 2015-09-30 | -1,081,000 | USD | 92 |
| 2015-04-01 to 2015-06-30 | -3,468,000 | USD | 91 |
| 2015-01-01 to 2015-03-31 | -3,880,000 | USD | 90 |
Interest expense
Borrowing costs recognized as interest expense. This is distinct from cash interest paid and may not include every capitalized borrowing cost.
| Period | Value | Unit | Days |
|---|---|---|---|
| 2016-01-01 to 2016-12-31 | 590,000 | USD | 366 |
| 2015-01-01 to 2015-12-31 | 1,260,000 | USD | 365 |
Goodwill carrying amount
Recognized goodwill remaining after accumulated impairment. It arises from business combinations and does not measure the current value of the company’s brand.
| Period | Value | Unit | Days |
|---|---|---|---|
| At 2016-12-31 | 3,422,000 | USD | |
| At 2015-12-31 | 3,254,000 | USD |
Common-stock repurchase payments
Cash paid to reacquire common stock during the period. This is not an authorization limit or a direct measure of the net change in share count.
| Period | Value | Unit | Days |
|---|---|---|---|
| 2016-01-01 to 2016-12-31 | 41,630,000 | USD | 366 |
| 2015-01-01 to 2015-12-31 | 44,000 | USD | 365 |
Operating expenses
Recurring operating costs under this accounting concept, generally excluding production costs included in cost of sales. Check filing presentation before combining expense subtotals.
| Period | Value | Unit | Days |
|---|---|---|---|
| 2016-01-01 to 2016-12-31 | 43,459,000 | USD | 366 |
| 2015-01-01 to 2015-12-31 | 37,154,000 | USD | 365 |
Additional paid-in capital
Capital contributed above par value under this concept. It records historical contributions, not the current value of the equity or cash on hand.
| Period | Value | Unit | Days |
|---|---|---|---|
| At 2016-12-31 | 1,007,027,000 | USD | |
| At 2015-12-31 | 999,000,000 | USD |
Accumulated other comprehensive income or loss
Cumulative other comprehensive items after tax, such as translation and unrealized hedging or securities effects. These amounts have not passed through net income.
| Period | Value | Unit | Days |
|---|---|---|---|
| At 2016-12-31 | 1,317,000 | USD | |
| At 2015-12-31 | -1,857,000 | USD |
Total equity including noncontrolling interests
Equity including the portion attributable to noncontrolling interests. It is larger than or equal to parent stockholders equity and is not market capitalization.
| Period | Value | Unit | Days |
|---|---|---|---|
| At 2016-12-31 | 874,022,000 | USD | |
| At 2015-12-31 | 751,549,000 | USD | |
| At 2014-12-31 | 582,927,000 | USD |
Gross property, plant and equipment
Cost of property, plant and equipment before accumulated depreciation. Historical cost does not indicate current value or replacement cost.
| Period | Value | Unit | Days |
|---|---|---|---|
| At 2016-12-31 | 85,000 | USD | |
| At 2015-12-31 | 57,000 | USD |
Net deferred tax assets
Deferred tax assets after the valuation allowance. Realization depends on future taxable income, so the balance is not a receivable from tax authorities.
| Period | Value | Unit | Days |
|---|---|---|---|
| At 2016-12-31 | 7,151,000 | USD | |
| At 2015-12-31 | 6,471,000 | USD |
Profit or loss including noncontrolling interests
Net income or loss including the portion attributable to noncontrolling interests. It can differ from the net income attributable to the parent that per-share figures use.
| Period | Value | Unit | Days |
|---|---|---|---|
| 2016-01-01 to 2016-12-31 | 10,469,000 | USD | 366 |
| 2015-01-01 to 2015-12-31 | -891,000 | USD | 365 |
Comprehensive income or loss
Net income plus other comprehensive income after tax. It includes unrealized items that net income excludes and is not a cash measure.
| Period | Value | Unit | Days |
|---|---|---|---|
| 2016-01-01 to 2016-12-31 | 13,392,000 | USD | 366 |
| 2015-01-01 to 2015-12-31 | -11,146,000 | USD | 365 |
Depreciation expense
Depreciation recognized for the period under this concept. It is a noncash allocation of asset cost and may exclude amortization and depletion reported elsewhere.
| Period | Value | Unit | Days |
|---|---|---|---|
| 2016-01-01 to 2016-12-31 | 17,000 | USD | 366 |
| 2015-01-01 to 2015-12-31 | 13,000 | USD | 365 |
Nonoperating income or expense
Total nonoperating income or expense, which can include interest, investment results and other items. A positive value is not operating profit.
| Period | Value | Unit | Days |
|---|---|---|---|
| 2016-01-01 to 2016-12-31 | 26,577,000 | USD | 366 |
| 2015-01-01 to 2015-12-31 | 11,736,000 | USD | 365 |
Deferred income tax expense or benefit
The deferred portion of income tax expense or benefit, arising from timing differences. It is not tax paid in the period.
| Period | Value | Unit | Days |
|---|---|---|---|
| 2016-01-01 to 2016-12-31 | -1,378,000 | USD | 366 |
| 2015-01-01 to 2015-12-31 | -6,450,000 | USD | 365 |
Change in accounts receivable
The cash flow adjustment for the change in receivables during the period. A positive value under this concept means receivables grew and reduced operating cash flow.
| Period | Value | Unit | Days |
|---|---|---|---|
| 2016-01-01 to 2016-12-31 | 4,907,000 | USD | 366 |
| 2015-01-01 to 2015-12-31 | 949,000 | USD | 365 |
Inspect the source
- Entity
- Associated Capital Group, Inc. / CIK 0001642122
- Captured
- 2026-09-21T17:22:31.974Z
- SEC response SHA-256
3f7a1bfc1e69f75c465d15b88deb684b485fdf2679cf2745223798ab26a3b34f
Current SEC company facts · Download the original response snapshot (gzip) · Download the selected JSON
Every published concept a filing tagged, with the periods it covered, as reported in that filing at capture time. Forms 10-K, 10-K/A, 10-Q, 10-Q/A, 20-F, 20-F/A, 40-F, 40-F/A. A filing page needs at least 8 published concepts. Later filings can restate these values; the company history pages show the latest-filed value per period.
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import json
from urllib.request import urlopen
with urlopen("https://canlicapital.com/company-data/0001642122.json") as response:
record = json.load(response)
print(record["fetched_at"])
print(record["policy"])
for concept in record["concepts"]:
print(concept["tag"], next(iter(concept["observations"])))