Bakkt, Inc.: 10-Q filed 2021-10-13
What Bakkt, Inc. reported in its quarterly report filed 2021-10-13 (fiscal Q3 2021): 15 published measures, 37 facts as tagged in accession 0001193125-21-297787.
This filing
- Form
- 10-Q (quarterly report)
- Filed
- 2021-10-13
- Fiscal period
- fiscal Q3 2021
- Accession
- 0001193125-21-297787 on SEC EDGAR
Values are as tagged in this filing. A later filing can restate them; each measure links to its history page, which shows the latest-filed value per period. All Bakkt, Inc. filings.
Reported measures
Total assets
Resources recognized on the balance sheet. Book assets are not the market value of the business.
| Period | Value | Unit | Days |
|---|---|---|---|
| At 2021-09-30 | 208,239,566 | USD | |
| At 2020-12-31 | 208,788,850 | USD |
Total liabilities
Recognized obligations at the reporting date. The definition and scope differ from interest-bearing debt.
| Period | Value | Unit | Days |
|---|---|---|---|
| At 2021-09-30 | 43,002,553 | USD | |
| At 2020-12-31 | 30,666,731 | USD |
Stockholders equity
The reported residual interest after liabilities. It is an accounting amount, not market capitalization.
| Period | Value | Unit | Days |
|---|---|---|---|
| At 2021-09-30 | -42,135,007 | USD | |
| At 2021-06-30 | -41,651,859 | USD | |
| At 2021-03-31 | -62,921,517 | USD | |
| At 2020-12-31 | -29,249,901 | USD | |
| At 2020-09-30 | -26,553,525 | USD | |
| At 2020-07-30 | 0 | USD |
Net income or loss
Reported profit or loss for the period. Check the filing for attribution, exceptional items and discontinued operations before comparing companies.
| Period | Value | Unit | Days |
|---|---|---|---|
| 2021-07-01 to 2021-09-30 | -483,148 | USD | 92 |
| 2021-01-01 to 2021-09-30 | -12,885,106 | USD | 273 |
| 2021-04-01 to 2021-06-30 | 21,269,658 | USD | 91 |
| 2021-01-01 to 2021-03-31 | -33,671,616 | USD | 90 |
| 2020-07-31 to 2020-09-30 | -3,032,369 | USD | 62 |
Operating cash flow
Cash generated or used by operating activities. Working-capital timing can make this differ substantially from reported income.
| Period | Value | Unit | Days |
|---|---|---|---|
| 2021-01-01 to 2021-09-30 | -469,036 | USD | 273 |
| 2020-07-31 to 2020-09-30 | -289,300 | USD | 62 |
Financing cash flow
Net cash from financing activities, including borrowing, repayments and transactions with owners. A positive amount does not establish operating profitability.
| Period | Value | Unit | Days |
|---|---|---|---|
| 2020-07-31 to 2020-09-30 | 201,519,478 | USD | 62 |
Investing cash flow
Net cash from investing activities, including asset purchases, disposals and investment transactions. This differs from capital expenditure payments alone.
| Period | Value | Unit | Days |
|---|---|---|---|
| 2020-07-31 to 2020-09-30 | -200,000,000 | USD | 62 |
Retained earnings or deficit
Accumulated undistributed earnings or deficit at the reporting date. This balance is not cash available for distribution.
| Period | Value | Unit | Days |
|---|---|---|---|
| At 2021-09-30 | -42,135,525 | USD | |
| At 2020-12-31 | -29,250,419 | USD |
Operating income or loss
Operating revenue less operating expenses for the reporting period. It excludes items outside the reported operating result and is not free cash flow.
| Period | Value | Unit | Days |
|---|---|---|---|
| 2021-07-01 to 2021-09-30 | -2,241,776 | USD | 92 |
| 2021-01-01 to 2021-09-30 | -5,822,575 | USD | 273 |
| 2020-07-31 to 2020-09-30 | -17,543 | USD | 62 |
Current assets
Assets classified as current under the normal operating cycle or one-year boundary. Not all current assets can be converted immediately into cash.
| Period | Value | Unit | Days |
|---|---|---|---|
| At 2021-09-30 | 843,455 | USD | |
| At 2020-12-31 | 1,412,637 | USD |
Current liabilities
Obligations classified as current under the operating-cycle or one-year boundary. The balance includes more than short-term borrowing.
| Period | Value | Unit | Days |
|---|---|---|---|
| At 2021-09-30 | 6,144,562 | USD | |
| At 2020-12-31 | 895,645 | USD |
Additional paid-in capital
Capital contributed above par value under this concept. It records historical contributions, not the current value of the equity or cash on hand.
| Period | Value | Unit | Days |
|---|---|---|---|
| At 2021-09-30 | 0 | USD | |
| At 2020-12-31 | 0 | USD |
General and administrative expense
General and administrative costs reported under this concept, separate from selling expense. Filers group overhead differently, so compare presentation before comparing companies.
| Period | Value | Unit | Days |
|---|---|---|---|
| 2021-07-01 to 2021-09-30 | 2,241,776 | USD | 92 |
| 2021-01-01 to 2021-09-30 | 5,822,575 | USD | 273 |
| 2020-07-31 to 2020-09-30 | 17,543 | USD | 62 |
Other nonoperating income or expense
Other income or expense outside operations under this concept. The composition is filer-specific and can include one-time items.
| Period | Value | Unit | Days |
|---|---|---|---|
| 2021-07-01 to 2021-09-30 | 1,758,628 | USD | 92 |
| 2021-01-01 to 2021-09-30 | -7,062,531 | USD | 273 |
| 2020-07-31 to 2020-09-30 | -3,014,826 | USD | 62 |
Proceeds from issuing common stock
Cash received from issuing common stock during the period. It is gross of costs only where the filer reports it so, and it does not include noncash issuances.
| Period | Value | Unit | Days |
|---|---|---|---|
| 2020-07-31 to 2020-09-30 | 196,000,000 | USD | 62 |
Inspect the source
- Entity
- Bakkt, Inc. / CIK 0001820302
- Captured
- 2026-09-21T17:29:09.509Z
- SEC response SHA-256
0afdfa58a5048afe328dc2550111ba12184e8bcf38e3ee97bd2eb296eec40aa9
Current SEC company facts · Download the original response snapshot (gzip) · Download the selected JSON
Every published concept a filing tagged, with the periods it covered, as reported in that filing at capture time. Forms 10-K, 10-K/A, 10-Q, 10-Q/A, 20-F, 20-F/A, 40-F, 40-F/A. A filing page needs at least 8 published concepts. Later filings can restate these values; the company history pages show the latest-filed value per period.
Public company accounting reference, not market prices, returns, an investment recommendation, or ALPHAC performance. Validate a separately constructed return series with the validation API; accounting values are not returns.
Use this in research
A financial period ends before its results become public. Use the filing date as a minimum availability boundary, inspect amendments, and retain the original filing vintage when testing historical signals. This latest-filed selection can contain information unavailable at the time.
These pages do not supply prices, total-return histories, corporate-action adjustments or a tradable universe. Build those inputs separately before evaluating a strategy. A profitable backtest can still reflect selection bias or costs that were left out.
Research methodology · Execution and cost assumptions · Check backtest overfitting
Build with the open-source tools
Use these accounting records as inspectable inputs. When you have constructed a return series, the validation tools can help test its statistical evidence and preserve the result with its limitations.
- Get an API key and run your first validation
- Connect the MCP server to your coding assistant
- Inspect the ALPHAC engine on GitHub
- Read the MCP server source and integration examples
Read the published dataset with Python
import json
from urllib.request import urlopen
with urlopen("https://canlicapital.com/company-data/0001820302.json") as response:
record = json.load(response)
print(record["fetched_at"])
print(record["policy"])
for concept in record["concepts"]:
print(concept["tag"], next(iter(concept["observations"])))