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SWS GROUP INC: filings

Every SWS GROUP INC annual and quarterly report in the SEC record with the published financial measures it tagged, 14 filings, each linked to its SEC index.

Filing record ends 2014-11-05

The latest filing in this captured record is a 10-Q filed 2014-11-05. No later filing is in the SEC companyfacts record captured on 2026-09-23. SWS GROUP INC may have stopped filing, merged, or changed its reporting entity; nothing on this page describes its current status. Values are as reported at the time.

Filings with published measures

Each page shows what one filing reported, as tagged in that filing, with the periods it covered. Later filings can restate a value; the company overview shows the latest-filed value per period.

FormFiledFiscal periodMeasuresFactsSEC accession
10-Q2014-11-05fiscal Q1 201423500001562762-14-000305
10-K/A2014-09-26fiscal FY 201428760001562762-14-000267
10-K2014-09-05fiscal FY 201428760001562762-14-000250
10-Q2014-05-07fiscal Q3 201423690001562762-14-000122
10-Q2014-02-06fiscal Q2 201423690001562762-14-000022
10-Q2013-11-06fiscal Q1 201424510001562762-13-000349
10-K2013-09-06fiscal FY 201329790001562762-13-000281
10-Q2013-05-08fiscal Q3 201324710001193125-13-204879
10-Q2013-02-07fiscal Q2 201324710001193125-13-041456
10-Q2012-11-07fiscal Q1 201323490001193125-12-454939
10-K2012-09-07fiscal FY 201231820001193125-12-383471
10-Q2012-05-09fiscal Q3 201222630001193125-12-219596
10-Q2012-02-08fiscal Q2 201222630001193125-12-044091
10-Q2011-11-09fiscal Q1 201222450001193125-11-302505

Inspect the source

Entity
SWS GROUP INC / CIK 0000878520
Captured
SEC response SHA-256
043ca5270f0fa5c3653292023b0bbf4c467073a44ff8fced045d873e82c58f21

Current SEC company facts · Download the original response snapshot (gzip) · Download the selected JSON

Every published concept a filing tagged, with the periods it covered, as reported in that filing at capture time. Forms 10-K, 10-K/A, 10-Q, 10-Q/A, 20-F, 20-F/A, 40-F, 40-F/A. A filing page needs at least 8 published concepts. Later filings can restate these values; the company history pages show the latest-filed value per period.

Public company accounting reference, not market prices, returns, an investment recommendation, or ALPHAC performance. Validate a separately constructed return series with the validation API; accounting values are not returns.

Use this in research

A financial period ends before its results become public. Use the filing date as a minimum availability boundary, inspect amendments, and retain the original filing vintage when testing historical signals. This latest-filed selection can contain information unavailable at the time.

These pages do not supply prices, total-return histories, corporate-action adjustments or a tradable universe. Build those inputs separately before evaluating a strategy. A profitable backtest can still reflect selection bias or costs that were left out.

Research methodology · Execution and cost assumptions · Check backtest overfitting

Build with the open-source tools

Use these accounting records as inspectable inputs. When you have constructed a return series, the validation tools can help test its statistical evidence and preserve the result with its limitations.

Read the published dataset with Python
import json
from urllib.request import urlopen

with urlopen("https://canlicapital.com/company-data/0000878520.json") as response:
    record = json.load(response)
print(record["fetched_at"])
print(record["policy"])
for concept in record["concepts"]:
    print(concept["tag"], next(iter(concept["observations"])))