SWS GROUP INC: 10-Q filed 2014-02-06

Name: SWS GROUP INC: 10-Q filed 2014-02-06
Creator: SWS GROUP INC

What SWS GROUP INC reported in its quarterly report filed 2014-02-06 (fiscal Q2 2014): 23 published measures, 69 facts as tagged in accession 0001562762-14-000022.

This filing

Form: 10-Q (quarterly report)
Filed: 2014-02-06
Fiscal period: fiscal Q2 2014
Accession: 0001562762-14-000022 on SEC EDGAR

Values are as tagged in this filing. A later filing can restate them; each measure links to its history page, which shows the latest-filed value per period. All SWS GROUP INC filings.

Reported measures

Total assets

Resources recognized on the balance sheet. Book assets are not the market value of the business.

Period	Value	Unit
At 2013-12-31	3,930,662,000	USD
At 2013-06-30	3,780,373,000	USD
At 2012-12-31	3,514,053,000	USD

Total liabilities

Recognized obligations at the reporting date. The definition and scope differ from interest-bearing debt.

Period	Value	Unit	Days
At 2013-12-31	3,617,198,000	USD
At 2013-06-30	3,465,087,000	USD

Stockholders equity

The reported residual interest after liabilities. It is an accounting amount, not market capitalization.

Period	Value	Unit	Days
At 2013-12-31	313,464,000	USD
At 2013-06-30	315,286,000	USD

Cash and cash equivalents

Cash and qualifying short-term liquid investments under the filer’s accounting policy. Restricted cash and longer-term investments may be reported separately.

Period	Value	Unit
At 2013-12-31	121,130,000	USD
At 2013-06-30	111,046,000	USD
At 2012-12-31	79,631,000	USD
At 2012-06-29	81,826,000	USD

Net income or loss

Reported profit or loss for the period. Check the filing for attribution, exceptional items and discontinued operations before comparing companies.

Period	Value	Unit	Days
2013-10-01 to 2013-12-31	1,660,000	USD	92
2013-07-01 to 2013-12-31	1,983,000	USD	184
2012-09-29 to 2012-12-31	10,369,000	USD	94
2012-06-30 to 2012-12-31	4,725,000	USD	185

Revenue

Revenue under this specific accounting concept. A missing value is not zero; filers can use other revenue concepts.

Period	Value	Unit	Days
2013-10-01 to 2013-12-31	79,935,000	USD	92
2013-07-01 to 2013-12-31	159,978,000	USD	184
2012-09-29 to 2012-12-31	85,057,000	USD	94
2012-06-30 to 2012-12-31	171,481,000	USD	185

Financing cash flow

Net cash from financing activities, including borrowing, repayments and transactions with owners. A positive amount does not establish operating profitability.

Period	Value	Unit	Days
2013-07-01 to 2013-12-31	-29,580,000	USD	184
2012-06-30 to 2012-12-31	96,174,000	USD	185

Investing cash flow

Net cash from investing activities, including asset purchases, disposals and investment transactions. This differs from capital expenditure payments alone.

Period	Value	Unit	Days
2013-07-01 to 2013-12-31	3,001,000	USD	184
2012-06-30 to 2012-12-31	6,835,000	USD	185

Retained earnings or deficit

Accumulated undistributed earnings or deficit at the reporting date. This balance is not cash available for distribution.

Period	Value	Unit	Days
At 2013-12-31	-1,377,000	USD
At 2013-06-30	-3,361,000	USD

Basic weighted-average shares

Time-weighted shares used for basic earnings per share. This denominator differs from shares outstanding at a single reporting date.

Period	Value	Unit	Days
2013-10-01 to 2013-12-31	32,955,629	shares	92
2013-07-01 to 2013-12-31	32,943,875	shares	184
2012-09-29 to 2012-12-31	32,827,652	shares	94
2012-06-30 to 2012-12-31	32,813,910	shares	185

Diluted weighted-average shares

Weighted-average shares used for diluted earnings per share. Potential shares are included under the applicable dilution rules, not simply added to outstanding shares.

Period	Value	Unit	Days
2013-10-01 to 2013-12-31	32,955,629	shares	92
2013-07-01 to 2013-12-31	32,943,875	shares	184
2012-09-29 to 2012-12-31	50,218,956	shares	94
2012-06-30 to 2012-12-31	50,205,214	shares	185

Basic earnings per share

Reported earnings or loss per basic common share or unit. Inspect attribution, share classes and restatements before comparing periods. This is not a market return.

Period	Value	Unit	Days
2013-10-01 to 2013-12-31	0.05	USD/shares	92
2013-07-01 to 2013-12-31	0.06	USD/shares	184
2012-09-29 to 2012-12-31	0.32	USD/shares	94
2012-06-30 to 2012-12-31	0.14	USD/shares	185

Diluted earnings per share

Reported earnings or loss per share under dilution rules. Antidilutive instruments may be excluded. A diluted value can equal the basic value without implying no potential dilution.

Period	Value	Unit	Days
2013-10-01 to 2013-12-31	0.05	USD/shares	92
2013-07-01 to 2013-12-31	0.06	USD/shares	184
2012-09-29 to 2012-12-31	0.09	USD/shares	94
2012-06-30 to 2012-12-31	0.13	USD/shares	185

Income tax expense or benefit

Current and deferred income tax expense or benefit for continuing operations. This accounting expense differs from cash taxes paid.

Period	Value	Unit	Days
2013-10-01 to 2013-12-31	-391,000	USD	92
2013-07-01 to 2013-12-31	-559,000	USD	184
2012-09-29 to 2012-12-31	5,241,000	USD	94
2012-06-30 to 2012-12-31	1,853,000	USD	185

Interest expense

Borrowing costs recognized as interest expense. This is distinct from cash interest paid and may not include every capitalized borrowing cost.

Period	Value	Unit	Days
2013-10-01 to 2013-12-31	11,449,000	USD	92
2013-07-01 to 2013-12-31	22,497,000	USD	184
2012-09-29 to 2012-12-31	9,712,000	USD	94
2012-06-30 to 2012-12-31	22,027,000	USD	185

Goodwill carrying amount

Recognized goodwill remaining after accumulated impairment. It arises from business combinations and does not measure the current value of the company’s brand.

Period	Value	Unit	Days
At 2013-12-31	7,552,000	USD
At 2013-06-30	7,552,000	USD

Common shares outstanding

Common shares outstanding at the reporting date. This point-in-time count differs from the weighted-average shares used for earnings per share and can exclude other share classes.

Period	Value	Unit	Days
At 2013-12-31	32,747,990	shares
At 2013-06-30	32,629,213	shares

Accumulated other comprehensive income or loss

Cumulative other comprehensive items after tax, such as translation and unrealized hedging or securities effects. These amounts have not passed through net income.

Period	Value	Unit	Days
At 2013-12-31	-9,391,000	USD
At 2013-06-30	-5,334,000	USD

Long-term debt

Long-term borrowings under this concept, which can include the current portion depending on presentation. It is not total liabilities and may exclude leases and other obligations.

Period	Value	Unit	Days
At 2013-12-31	85,350,000	USD
At 2013-06-30	83,102,000	USD

Net deferred tax assets

Deferred tax assets after the valuation allowance. Realization depends on future taxable income, so the balance is not a receivable from tax authorities.

Period	Value	Unit	Days
At 2013-12-31	7,177,000	USD
At 2013-06-30	5,092,000	USD

Comprehensive income or loss

Net income plus other comprehensive income after tax. It includes unrealized items that net income excludes and is not a cash measure.

Period	Value	Unit	Days
2013-10-01 to 2013-12-31	-1,640,000	USD	92
2013-07-01 to 2013-12-31	-2,074,000	USD	184
2012-09-29 to 2012-12-31	7,536,000	USD	94
2012-06-30 to 2012-12-31	4,190,000	USD	185

Net income available to common stockholders

Net income after preferred dividends and similar adjustments, the numerator for basic earnings per share. It can be lower than reported net income.

Period	Value	Unit	Days
2013-10-01 to 2013-12-31	1,660,000	USD	92
2013-07-01 to 2013-12-31	1,983,000	USD	184
2012-09-29 to 2012-12-31	4,746,000	USD	94
2012-06-30 to 2012-12-31	6,421,000	USD	185

Deferred income tax expense or benefit

The deferred portion of income tax expense or benefit, arising from timing differences. It is not tax paid in the period.

Period	Value	Unit	Days
2013-07-01 to 2013-12-31	-404,000	USD	184
2012-06-30 to 2012-12-31	4,719,000	USD	185

Inspect the source

Entity: SWS GROUP INC / CIK 0000878520
Captured: 2026-09-23 02:41 UTC
SEC response SHA-256: 043ca5270f0fa5c3653292023b0bbf4c467073a44ff8fced045d873e82c58f21

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import json
from urllib.request import urlopen

with urlopen("https://canlicapital.com/company-data/0000878520.json") as response:
    record = json.load(response)
print(record["fetched_at"])
print(record["policy"])
for concept in record["concepts"]:
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